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Operator Certification Project Plan

Operator Certification Home

  1. Statutory Requirements for EPA (§1419, §1420)

    February 1997 Initiate Operator Certification Partnership
    February 1998 Publish Information Developed Through Partnership
    February 1999 Publish Certification Guidelines Specifying Standards
    February 2001 Implement 20% DWSRF Withholding Requirement

    Under the Safe Drinking Water Act Amendments of 1996, EPA is directed to initiate a partnership with states, water systems, and the public to develop information on recommended operator certification requirements. EPA is also required to issue guidelines specifying minimum standards for certification and recertification of the operators of community and nontransient, noncommunity public water systems. EPA, through grants to the states (allocated on the basis of "reasonable costs"), is required to reimburse training and certification costs for operators of systems serving 3,300 persons or fewer, including an appropriate per diem for unsalaried operators, who are required to undergo training as a result of the Federal requirement. In order to avoid a reduction of 20% of their annual Drinking Water State Revolving Fund (DWSRF) allocation, states are required to implement the minimum guidelines or an equivalent state program.

  2. Impact on Existing EPA/state Programs under SDWA

    • Impact on EPA: Currently, there is no national certification framework because the 1986 SDWA Amendments did not provide EPA authorization in this area. EPA's operator certification activities have been limited to EPA Headquarters' grants to external organizations for specific projects.
    • Impact on States: Currently, most States have mandatory operator certification established through State legislation or regulations. The new SDWA provisions will require some States to modify their existing programs to meet the Federal guidelines. In so doing, some States may need to revisit legislation or regulations. Also, States may have to establish a structure to administer EPA grant funds provided to the State for reimbursing training and certification costs of operators.


  3. Need for Project

    Drinking water operator competency is critical for the protection of public health and the maintenance of safe, optimal, and reliable operations of water treatment and distribution facilities. Minimum Federal guidelines ensure that operators have the operational skills, knowledge, experience, education, and training required to operate a water system. Once water operators are initially trained and certified, regular recertification will ensure continual competency. The requirements to be issued by EPA will provide baseline standards for efficient and effective State water operator certification programs.


  4. Detail of Activity

    General Approach: EPA is planning to obtained input through a working group under the National Drinking Water Advisory Council (NDWAC). EPA will also work with a State workgroup on EPA-State issues.


    Milestones:
    February 2, 1997 Initiated NDWAC Operator Certification Working Group (the "Partnership").
    March 25-26, 1997 Held initial meeting of working group to scope out certification strategy and to recommend operator training and certification requirements.
    June-Sept, 1997 Held three working group meetings to help develop guidelines specifying minimum standards for State operator certification programs
    October, 1997 Partnership presented its recommendations to the full NDWAC on draft guidelines. Full NDWAC makes formal recommendation to EPA
    February 6, 1998 EPA published notice of availability in the Federal Register announcing Information for States on Recommended Operator Certification Requirements
    March 27, 1998 EPA published draft guidelines in the Federal Register for a 90 day public comment period
    April-June, 1998 EPA held three public stakeholder meetings to receive public comment on the draft guidelines
    August, 1998 Partnership met to discuss public comments on draft guidelines
    November, 1998 Partnership made recommendations to the full NDWAC on the final guidelines. Full NDWAC made formal recommendations to EPA
    January, 1999 EPA HQ and Region held meeting to discuss implementation issues relating to the operator certification guidelines
    February 5, 1999 EPA published final guidelines in the Federal Register
    March-May, 1999 EPA conducted 6 workshops to train states on the guidelines and discuss implementation issues
    July 20, 2000 EPA issued a proposal on operator certification reimbursement grants and schedule for review of state operator certification programs
    April 18, 2001 EPA issued the final Federal Register notice titled Final Additions to the Final Guidelines for the Certification and Recertification of the Operators of Community and Nontransient Noncommunity Public Water Systems; Final Allocation Methodology for Funding to States for the Operator Certification Expense Reimbursement Grants Program [PDF file].

  5. Scheduled Public Meetings:

    All NDWAC working group meetings were open to the public. At this time, EPA does not plan to hold any additional public meetings.


  6. EPA Contact Person

    Lead Person: Jenny Jacobs jacobs.jenny@epa.gov


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