Summary of Program Requirements |
Introduction |
Program Description |
Research Projects |
Award Information |
Proposal Preparation & Submission Instructions |
Proposal Review Information |
Award Administration Information |
Contacts for Additional Information |
Other Programs of Interest |
About the National Science Foundation |
NSF 00-22
BIOCOMPLEXITY:
SPECIAL COMPETITION
Integrated Research to Understand and Model
Complexity Among Biological, Physical, and Social Systems
Program Announcement
DIRECTORATE FOR BIOLOGICAL SCIENCES
DIRECTORATE FOR COMPUTER AND INFORMATION SCIENCE
AND ENGINEERING
DIRECTORATE FOR ENGINEERING
DIRECTORATE FOR GEOSCIENCES
DIRECTORATE FOR MATHEMATICAL AND PHYSICAL SCIENCES
DIRECTORATE FOR SOCIAL, BEHAVIORAL AND ECONOMIC SCIENCES
OFFICE OF POLAR PROGRAMS
DEADLINE DATES:
MESSAGE OF INTENT - JANUARY 31, 2000
RESEARCH PROPOSALS - MARCH 1, 2000
INCUBATION ACTIVITIES - MARCH 1, 2000
NATIONAL SCIENCE FOUNDATION
The National Science Foundation promotes and advances scientific progress in
the United States by competitively awarding grants for research and education
in the sciences, mathematics and engineering.
To get the latest information about program deadlines, to download copies
of NSF publications, and to access abstracts of awards, visit the NSF Web
site at:
http://www.nsf.gov
- Location:
4201 Wilson Blvd., Arlington, VA 22230
- For General Information (NSF Information Center):
(703) 306-1234
- TDD (for the hearing-impaired):
(703) 306-0090
- To Order Publications or Forms:
Send an e-mail to: pubs@nsf.gov
or telephone: (301) 947-2722
- To Locate NSF Employees:
(703) 306-1234
SUMMARY OF PROGRAM REQUIREMENTS
General Information
Program Name: Biocomplexity: Special Competition: Integrated
Research to Understand and Model Complexity Among
Biological, Physical, and Social Systems
Short Description/Synopsis of Program:
This special competition is the second year of a multi-year effort to enhance
our understanding of the nature and dynamics of biocomplexity in the
environment. Specifically, this special competition will support integrated
research to better understand and model complexity that arises from the
interaction of biological, physical, and social systems. Biocomplexity arises
from dynamics spanning several levels within a system, between systems,
and/or across multiple spatial (microns to thousands of kilometers) and
temporal (nanoseconds to eons) scales. This special competition will
specifically support Research Projects which directly explore
nonlinearities, chaotic behavior, emergent phenomena or feedbacks within and
between systems and/or integrate across multiple components or scales of time
and space in order to better understand and predict the dynamic behavior of
systems. The competition will also support Incubation
Activities that enable groups of researchers who have not historically
collaborated on biocomplexity research to develop projects via focused
workshops, virtual meetings, and other types of development and planning
activities.
Cognizant Program Officers:
Biological Sciences (BIO)
Ted Elliott
Phone: (703) 306-1479
E-mail: eelliott@nsf.gov
Computer and Information Science and Engineering (CISE)
Y. T. Chien
Phone: (703) 306-1980
E-mail: ytchien@nsf.gov
Engineering (ENG)
Gary Poehlein
Phone: (703) 306-1365
E-mail: gpoehlei@nsf.gov
Geosciences (GEO)
Phil Taylor
Phone: (703) 306-1587
E-mail: prtaylor@nsf.gov
Mathematical and Physical Sciences (MPS)
Jim Rosenberger
Phone: (703) 306-1883
E-mail: jrosenbe@nsf.gov
Social, Behavioral and Economic Sciences (SBE)
Cheryl Eavey
Phone: (703) 306-1729
E-mail: ceavey@nsf.gov
Office of Polar Programs (OPP)
Polly Penhale
Phone: (703) 306-1033
E-mail: ppenhale@nsf.gov
Applicable Catalog of Federal Domestic Assistance (CFDA) No.:
47.074 (BIO), 47.070 (CISE), 47.041 (ENG), 47.050 (GEO), 47.049 (MPS),
47.075 (SBE), 47.078 (OPP)
ELIGIBILITY
- Limitation on the categories of organizations that are eligible to submit
proposals:
U.S. institutions that are eligible for awards from the National Science
Foundation, including colleges, universities, and other nonprofit research
institutions such as botanical gardens, marine and freshwater institutes, and
natural history museums may submit proposals. The NSF encourages
collaborations with scientists at foreign institutions; however, primary
support for any foreign participants/activities must be secured through their
own national sources.
- Limitation on number of proposals that may be submitted by a PI: A
Principal Investigator may submit only one proposal to this competition and
he/she may only collaborate on one other proposal as a Co-Principal
Investigator in this competition.
- Limitation on eligible topics:
NSF does not normally support technical assistance, pilot plan efforts,
research requiring security classification, the development of products for
commercial marketing or market research for a particular project or
invention. Research with disease-related goals, including work on the
etiology, diagnosis or treatment of physical or mental disease, abnormality,
or malfunction in human beings or animals, is normally not supported. Animal
models of such conditions or the development or testing of drugs or other
procedures for their treatment also are not eligible for support. Research in
bioengineering, with diagnosis or treatment related goals, however, that
applies engineering principles to problems in biology and medicine while
advancing engineering knowledge is eligible for support. Bioengineering
research to aid persons with disabilities is also eligible.
- Limitation on the number of proposals that may be submitted by an
organization:
Proposals already submitted to other NSF programs are not eligible for
consideration by this special competition. However, NSF will simultaneously
review proposals submitted to another Federal agency when both agencies have
agreed to joint review and joint funding of the proposal.
AWARD INFORMATION
- Type of award anticipated: Standard Grants
- Balance of awards anticipated in FY 2000: 90% of funds available
for Research Projects 10% of funds available for Incubation Activities
- Amount of funds available: $50 million will be available for this
competition in FY 2000
- Anticipated date of awards: September 2000
PROPOSAL PREPARATION & SUBMISSION INSTRUCTIONS
- Proposal Preparation Instructions
- Message of Intent requirements: Strongly Encouraged
- Pre-proposal requirements: None
- Proposal Preparation instructions:
Standard NSF Grant Proposal Guide instructions and additional instructions
specific to this announcement
- Supplemental proposal preparation instructions:
For research in Arctic regions, the Arctic Logistics Coordination form
(see NSF-98-72) must accompany all submissions proposing fieldwork.
NSF-UNOLS Ship Time Request Form must accompany all proposals requesting ship
time. For research in the Antarctic, the Operational Requirements Cover Sheet
and necessary worksheets must be submitted as described in NSF 99-93.
- Cost sharing/matching requirements: None
- Indirect cost (F&A) limitations: None
- Other budgetary limitations:
Research Projects can be up to 5 years in duration. Annual budgets may
be up to $600,000, with budgets up to $1 million each year possible if
extremely well justified.
Incubation Activities can be up to two years duration with total
budgets not to exceed $100,000 and cannot be renewed.
- FastLane proposal preparation requirements: FastLane submission
required
- FastLane point of contact:
For technical assistance with FastLane, please send an e-mail message to
biofl@nsf.gov.
- Messages of Intent Deadline: 5:00 p.m., January 31, 2000 *
- Research Proposal Deadline: 5:00 p.m., March 1, 2000 *
- Incubation Activities Proposal Deadline: 5:00 p.m., March 1, 2000 *
* submitter's local time
PROPOSAL REVIEW INFORMATION
- Merit Review Criteria: Standard National Science Board approved
criteria
AWARD ADMINISTRATION INFORMATION
- Grant Award Conditions: GC-1 or FDP III
- Special grant conditions anticipated: None anticipated
- Special reporting requirements anticipated: All successful Research
Project PIs are required to attend the annual awardees meeting at a date and
place to be specified by NSF, during the tenure of the award, and to plan for
a formal site visit by NSF at the midpoint of an award.
INTRODUCTION
Biocomplexity refers to phenomena that result from dynamic interactions among
the biological, physical and social components of the Earth's diverse
environmental systems. We commonly experience these phenomena as the
"whole being greater than the sum of the parts." Biocomplexity arises
from the interplay between life and its environment, i.e., from the
behavioral, biological, social, chemical and physical interactions that
affect, sustain, or are modified by living organisms, including humans.
All systems associated with life, including human systems, exhibit
biocomplexity. Population oscillations, host-parasite interactions, pathogen
response to El Nino events, human responses to environmental stimuli, and
bioreactor instability are but a few examples of complex behaviors exhibited
by environmental systems defined or influenced by living organisms.
Since nonlinear or chaotic behavior, emergent phenomena, and interactions
involving multiple levels of biological organization and/or multiple spatial
(microns to thousands of kilometers) and temporal (nanoseconds to eons)
scales often identify Biocomplexity, it is difficult to describe and study
experimentally. This greatly restricts our ability to predict the behavior of
most systems with living organisms, including those formed via human
activity.
Breaking such systems into their component parts and studying them separately
cannot lead to complete understanding. At some point, the system as a whole
must be studied to identify emergent behaviors. In addition to a holistic
approach, a clear, integrated conceptual framework for analysis is required.
Such research is integrated formally and a priori, rather than by relying on
ad hoc analysis of results collected at different times and places. At the
same time the paradigms used to probe the complete system must be designed on
the basis of the known properties of the components of the system.
Major questions about biocomplexity remain unanswered. How does complexity
among biological, physical and social systems within the environment arise
and change? How do emergent properties develop? How do systems with living
components, including those that are human based, respond and adapt to
stress? How does information and material move within and across levels in
systems? Are adaptation and change predictable? How do humans influence and
respond to biocomplexity in natural systems?
Decades of fruitful research, following the reductionist paradigm, generated
a vast wealth of knowledge about the living and non-living subcomponents of
many environmental systems. Now researchers from a broad spectrum of fields,
armed with burgeoning databases and a new array of computational,
observational, and analytical tools can undertake the integrative research
necessary to tackle biocomplexity. The study of biocomplexity offers many
challenges to modeling methods, including mathematical and computational
ones. Descriptions of aggregate behavior, nonlinear phenomena, networks with
distributed or local control, or combinations of continuous and discrete
behavior as well as new visualization methods can be applied to address
biocomplexity. Genome sequencing, DNA-chips, robotics, computer simulations,
new sensors and monitoring systems, along with satellite-based imaging of the
land and seas, all contribute to the flood of data relevant to the
understanding of biocomplexity. Knowledge discovery techniques (e.g.,
datamining, visualization, summarization, trend extraction, etc.) are being
developed to convert the volumes of data into new knowledge.
The challenge of understanding biocomplexity in the environment requires
sophisticated and creative approaches that integrate information across
temporal and spatial scales, consider multiple levels of organization, and
cross-conceptual boundaries. Advancing our understanding of the nature and
role of biocomplexity demands increased attention and new collaborations of
researchers from a broad spectrum of fields -- biology, physics, chemistry,
ecology, geology, hydrology, mathematics, statistics, social and behavioral
sciences, computer sciences and engineering.
PROGRAM DESCRIPTION
Biocomplexity presents an exciting intellectual opportunity for researchers
in many disciplines. It is also an especially important and timely initiative
because humans are not only complex biological systems themselves but also
impact the environment directly and dramatically at the systems level, for
example, through their requirements for food, fuel, living space and
resources for their socioeconomic enterprises. Talented researchers now have
the tools to take up the challenge.
However, while an integrated approach to biocomplexity in the environment may
be for some systems, not all systems or researchers are ready for this type
of research. Therefore, in this Biocomplexity Special Competition NSF will
support both Research Projects and Incubation Activities.
RESEARCH PROJECTS
Competitive Research Projects will be those that take a systems-level
approach; i.e., focus holistically on questions central to biocomplexity,
e.g., those related to nonlinearities and feedbacks or involving explicit and
a priori integration across multiple components or scales of time and space,
and on which use an conceptual, mathematical or computational model, computer
simulation, or artificial intelligence techniques to direct the research.
Mathematical models must include estimates of the uncertainty in model
predictions, e.g., misclassification rates, prediction accuracy,
generalizability. All experiments or simulations should have sufficient
sample size and be designed with an explicit analysis confirming the ability
to demonstrate the hypothesized behavior of the models to within an
acceptable prescribed level of precision, e.g., statistical power. Projects
may also include the enhancement or development of new tools or techniques
for the study of biocomplexity. All Research Projects are expected to involve
researchers from several fields, with at least one quantitative expert, i.e.,
modeler, mathematician or statistician, on the research team, collaborating
in groups or virtual centers.
Non-exclusive examples of possible Biocomplexity Research areas are:
- Complexity in the present day Antarctic dry valleys is governed by the
interactions between paleoenvironmental conditions and short term
fluctuations in modern physical and chemical processes. In addition, the
most dynamic ecosystem activities occur over extremely small spatial scales.
Research that integrates paleo and present day conditions and microscale and
mesoscale phenomena is needed to better interpret and model the behavior of
these extreme ecosystems.
- In order to understand land cover change processes, we need to better
understand the impact of the constructed environment, human activities and
social structures on ecosystem functions. For example, what is the affect of
property rights allocations or cultural norms on the rate of deforestation in
a given area? Research on these complex processes requires the collaborative
efforts of scientists from a number of disciplines, including engineering and
social, behavioral, biological, and computer sciences.
- As humans spread out of the tropics 100,000 or more years ago, they
encountered a diversity of environments, necessitating adaptation to new
diets, climates, infectious diseases and other stressors. Understanding the
complex interplay of social institutions, behavior, and genetic change
through time and space are key to unraveling the origins and extent of modern
human diversity and our adaptations as a species.
- The environmental impact of industrial products over the long term is
still not adequately understood. As new materials evolve and come into use,
the impact of human endeavors on the environment will change. How can
materials be designed to be resilient during use but biodegradable once
discarded? What are the factors during production, use and disposal that must
be considered in order to design materials with minimal environmental
impact?
- Recent studies suggest that ecosystem processes are influenced by species
diversity. However, the mechanisms are unclear. Research that tests
mechanistic models relating species diversity of various groups of organisms
to ecosystem productivity and response to disturbance may help unravel this
puzzle. Such studies may help determine whether and how shifts in species
diversity due to human activities broadly affect ecological functioning and
are important to factor into economic models for sustainable ecosystem
management.
- Biological invasions involve complex human and biological interactions at
a variety of scales, from the very local and short term to the international
and long term. Quantitative approaches that are required to understand
biological invasions include: population models to analyze how
characteristics of invader species and invaded communities affect each step
of the invasion process, statistical meta-analysis of case studies to help
identify general patterns in the characteristics of invaders, vectors,
invaded communities and ecological impacts, and quantitative analyses of the
impacts of human interests, including health, economics, and cultural values,
on species invasions.
- Many geological processes, as well as those that operate on geological
media and on materials used in the constructed environment and which were
long thought to be strictly "inorganic" are now know to be directly or
indirectly biologically controlled. Tools (e.g., molecular sequencing,
laser confocal and atomic force microscopy, and environmental scanning
electron microscopy) are now available to investigate the diverse, complex
interactions between microbes and minerals. Some important themes to pursue
in biocomplexity, geomicrobiology, and infrastructure stability include:
formation and change through time of sediments and rock materials, microbial
control of chemical composition of soils and the impact of microbial
consortia on man-made structures.
- Marine organisms interact with the atmosphere by taking up or releasing
trace gases that influence both the world's heat balance and the screening of
harmful UV-B radiation. Nitrous oxide, dimethyl sulfide, methane, and methyl
halides all have complex biological sources and sinks in marine systems. Each
affects the heat balance of the earth, and some impact stratospheric ozone,
which leads to increases in UV-B radiation, that in turn potentially can
alter marine community structure, rates of photochemical transformation of
dissolved organic matter, and thus carbon cycling in surface waters. These
complex interactions and feedbacks, which are the hallmarks of trace gas
dynamics between ocean and atmosphere, need to be investigated with regard to
their biology.
- Single celled animals (protists) are key to understanding the evolution
of more advanced organisms. Some species that reside in insect hind-guts
contain within them organelles that are genetically related to mitochondria
(the energy producing system in cells) and evolve hydrogen. There are other
microorganisms that cluster around these organelles and use the hydrogen
evolved for their own metabolism. The whole system is complex but modern
genomic approaches make it possible to understand the dynamics of the system
and its evolution.
- The nature and extent of interactivity between molecular scale phenomena
and environmental factors and stressors is not well understood. For example,
how are cellular processes such as self-replication and biosynthesis affected
by changes in mineral composition, pollutants, or radiation levels? How has
the mechanism of nutrient acquisition by organisms been shaped by competition
from other organisms? Does competition for nutrients, or lack of it, result
in discernable patterns in availability of particular nutrients?
- Biological networks (e.g., interacting genes, neurons, mycorrhizal fungi,
plant roots), present an area where molecular, cellular and organismic
biologists working with computer scientists (both software and hardware) can
make progress in exploring very large-scale network problems. Thousands of
interacting elements which determine emergent patterns can be represented as
massive parameter spaces, and understood using computationally efficient
methods.
- In many instances (locomotion, aggregation behavior, chemotaxis, etc.)
sensors encode multimodal environmental stimuli (visual, mechanical and
chemical) in nonlinear ways and process these through nonlinear filters.
Responses to these stimuli modulate the sensitivity of the systems to
stimuli. Moreover, memory and plasticity further confound simple linear
analyses. Information is processed very fast, in adaptive and flexible ways,
spanning a wide range of spatial and temporal scales. Biologists, in
collaboration with computer scientists, need to develop adaptive and robust
models and efficient algorithms for representing and understanding biological
systems.
INCUBATION ACTIVITIES
NSF also recognizes the need to enable groups of researchers who have not
historically collaborated on Biocomplexity research. Consequently,
Incubation Activities, or small grants to support focused workshops,
virtual meetings, and to develop management and research interactions that
could have a large payoff relative to the resources required, will be
supported as part of this Special Competition.
ELIGIBILITY
U.S. institutions that are eligible for awards from the National Science
Foundation, including colleges, universities, and other nonprofit research
institutions such as botanical gardens, marine and freshwater institutes, and
natural history museums may submit proposals. The NSF encourages
collaborations with scientists at foreign institutions; however, primary
support for any foreign participants/activities must be secured through their
own national sources.
NSF does not normally support technical assistance, pilot plan efforts,
research requiring security classification, the development of products for
commercial marketing or market research for a particular project or
invention. Research with disease-related goals, including the work on the
etiology, diagnosis or treatment of physical or mental disease, abnormality,
or malfunction in human beings or animals, is normally not supported. Animal
models of such conditions or the development or testing of drugs or other
procedures for their treatment also are not eligible for support. Research in
bioengineering, with diagnosis or treatment related goals, however, that
applies engineering principles to problems in biology and medicine while
advancing engineering knowledge is eligible for support. Bioengineering
research to aid persons with disabilities is also eligible.
Proposals already submitted to other NSF programs are not eligible for
consideration by this special competition. However, NSF will simultaneously
review proposals submitted to another Federal agency when both agencies have
agreed to joint review and joint funding of the proposal.
A Principal Investigator may submit only one proposal and he/she may only
collaborate in one other proposal as a co-Investigator. When consortia of
eligible individuals or institutions submit a proposal, a single principal
investigator must be designated as the project director and a single
institution must accept overall management responsibility. When appropriate,
collaborating scientists at foreign institutions, and those associated with
entities such as national laboratories, state agencies, and Federally Funded
Research and Development Centers, can be accommodated through consultant or
subcontract mechanisms administered by the submitting U.S. institution,
within the limits imposed by applicable legislation and regulations. Federal
employees may not receive salaries or in other ways augment their agency’s
appropriations through grants made by this program.
AWARD INFORMATION
In FY 2000, NSF expects to expend up to $50 million on the activities
described above, depending on the quality of submissions. Typical Research
Projects must be multidisciplinary, involve at least one
quantitative expert on the research team, may involve more than one
institution, and can be up to 5 years in duration. Annual budgets may be up
to $600,000, with budgets up to $1 million each year possible if extremely
well justified.
Incubation Activities can be up to two years duration with total
budgets not to exceed $100,000 and cannot be renewed.
All awards will be made prior to September 30, 2000.
PROPOSAL PREPARATION & SUBMISSION INSTRUCTIONS
A. Messages of Intent for Research Project Proposals
A short electronic Message of Intent to submit a Research Project proposal
can be sent on or before January 31 to:
biocom@nsf.gov. The purpose of the message is to help NSF
plan the review process by giving the Foundation an estimate of the number
and topical breadth of proposals expected. The message should be no
more than 500 words long (approximately one page of single-spaced
text), and should touch on the following topics: 1) the question(s) to be
addressed; 2) the integrated nature of the research as described in this
announcement; 3) key elements of the research approach (methods, sites,
organisms); and, 4) the identity of the investigators, institutions and
facilities. Do not send budgetary information. An acknowledgement of
receipt of the Message of Intent will be e-mailed by February 7. Please note
that messages of intent are for planning purposes only. Proposal review and
funding recommendations will be based on the full proposals.
B. Proposal Preparation Instructions
Proposals submitted in response to this program announcement should be
prepared and submitted in accordance with the general guidelines contained in
the Grant Proposal Guide (GPG), NSF 00-2. The complete text of the
GPG (including electronic forms) is available electronically on the NSF Web
site at: http://www.nsf.gov/.
Paper copies of the GPG may be obtained from the NSF Publications
Clearinghouse, telephone (301) 947-2722 or by e-mail from pubs@nsf.gov.
Proposers are reminded to identify the program announcement number (NSF
00-22) in the program announcement/solicitation block on the NSF Form 1207,
"Cover Sheet for Proposal to the National Science
Foundation." Compliance with this requirement is critical to
determining the relevant proposal processing guidelines. Failure to submit
this information may delay processing.
Proposals must be submitted by FastLane (see "FastLane Requirements" section
below) and must follow guidelines described in the GPG (NSF 00-2).
RESEARCH PROPOSALS
Additional guidelines for full proposal preparation:
- Cover Sheet (NSF Form 1207):
Begin project title with
"BIOCOMPLEXITY:"
- In the NSF FastLane system read the proposal preparation instructions
located at
http://www.fastlane.nsf.gov/a1/newstan.htm. When
completing the Cover Sheet make sure to select "Biocomplexity" as the NSF
program to consider your proposal.
Multi-institutional proposals must identify a lead institution and must be
submitted as a single proposal. Be sure to check the group proposal box on
the cover. Only the lead institution should submit the proposal cover sheet
(NSF Form 1207) via FastLane.
NOTE: The BIO Proposal Classification Form (PCF) is not generated for
proposals submitted to this competition.
- In the box labeled "Program Announcement/Solicitation No."
enter "NSF 00-22" with no additional characters.
- In addition to the Principal Investigator (PI) NSF allows up to 4
individuals to be listed as Co-Principal Investigators (Co-PIs) on a
proposal. Some proposals may involve more than 5 researchers, however. In
this case the additional researchers can be listed in the Senior Personnel
category. (On the FastLane FORM PREPARATION screen, click on 'Add/Delete Non
Co-PI Senior Personnel')
Research Plan (maximum length 15 pages): The research plan
must begin with a section that presents the conceptual,
mathematical or computational model that frames the research activities and
describes how the proposed work can lead to achieving a predictive level of
understanding of the system under study.
The remainder of the Research Plan should describe the strategies, protocols,
and timetables to be used in research procedures in sufficient detail to
allow informed judgement by expert reviewers. The plan should indicate how
the experiments/activities are designed to achieve the desired level of
accuracy as well as a definitive elaboration of the methods of estimation,
the inferential procedures to be used, and estimates of uncertainty for
quantitative models and all research findings. The team should include at
least one quantitative expert, who will provide data analysis including
estimates of the uncertainty for quantitative models and all research
findings.
Include information on the means by which data will be made available to the
research community and to other users. In particular, specific arrangements
made with other parties for the further exploration of selected types of
discoveries should be spelled out. Proposals should take advantage of
available opportunities for meaningful integration of research with education
and outreach activities, and present these as an integral part of the
research plan.
The Research Plan must include a research timetable and a clear statement of
project priorities.
Management Plan (maximum length 1 page): The management plan
should identify a single institution as the lead institution, if the proposal
involves multiple institutions. It should detail the duties and
responsibilities of participants, i.e., who will be doing what, including
identification of a research team leader (usually the lead PI) and the
activities of associated partners. A discussion of how data, ideas and people
will be networked to facilitate the management, integration and dissemination
of information and the generation of new knowledge is essential.
Educational Activities (maximum length 2 page): Because Biocomplexity
projects are multi-disciplinary by design, they afford students an
opportunity to experience a unique educational environment. Consequently,
this section should include details on the education and training activities
planned as part of the project. Describe specific sub-projects for
undergraduates, graduate students or postdocs, if known. If specific training
activities or workshops are proposed, include information on how participants
will be selected. Opportunities for students to obtain novel research or
educational experiences should be detailed. How the project will foster the
integration of research and education should be presented.
C. Budgetary Information
Provide yearly budgets for the duration of the proposed project. When
subawards are involved yearly budgets are required for each subaward.
FastLane will generate cumulative budgets for the primary and subaward
institutions. Budget justification is required.
D. Special Information and Supplementary Documentation
This section should include copies of permits, if required, and messages of
agreement from collaborators. For research in Arctic regions, the Arctic
Logistics Coordination form (see NSF-98-72) must accompany all submissions
proposing fieldwork. NSF-UNOLS Ship Time Request Form must accompany all
proposals requesting ship time. For research in the Antarctic, the
Operational Requirements Cover Sheet and necessary worksheets must be
submitted as described in NSF 99-93.
Provide only the allowable items as noted above and in the GPG,
Chapter II, Section D.10. Include the materials in the FastLane submission
by scanning the documents and transferring them as a .PDF file through the
"Supplementary Docs" module of the FastLane Proposal Preparation system.
INCUBATION ACTIVITY PROPOSALS
Proposals for small grants to support focused workshops, virtual meetings,
and to develop management and research interactions that would ultimately
facilitate biocomplexity research may be submitted to individual NSF programs
at any time up to March 1, 2000.
Investigators are strongly encouraged to contact the NSF program(s)
most germane to the proposal topic before submitting an Incubation Activity
proposal. This will facilitate determining whether the proposed work is an
appropriate Incubation Activity for Biocomplexity funding, or whether the
work is more appropriate for submission as a fully reviewed proposal.
- Cover Sheet (NSF Form 1207)
- In the NSF FastLane system read the proposal preparation instructions
located at
http://www.fastlane.nsf.gov/a1/newstan.htm. When
completing the Cover Sheet select the appropriate NSF Division and relevant
program discipline to consider your proposal. Clicking "OK"
designates this program as the NSF organizational unit of consideration.
- In the box labeled "Program Announcement/Solicitation No."
enter "NSF 00-22" with no additional characters.
- Begin the Project Title with "BIOCOMPLEXITY-- INCUBATION ACTIVITY:
...".
- Project Description (maximum length 5 pages)
The project description should be concise (two to five pages) and include
clear statements as to why the proposed activities should be considered
particularly relevant to the overall goals of the Biocomplexity theme.
Brief biographical information is required for the PI and Co-PI(s) only, and
should list no more than five significant publications or other research
products.
Incubation Activities can be up to two years duration with total
budgets not to exceed $100,000.
E. Message of Intent and Proposal Due Dates
The Message of Intent to submit a Research Project proposal, while not
required, is strongly encouraged. Submit the Message of Intent
electronically by 5:00 p.m., submitter's local time, January 31, 2000 to biocom@nsf.gov.
Research Project proposals must be submitted by 5:00 p.m., submitter’s
local time, March 1, 2000 via the NSF FastLane system.
Incubation Activity proposals must be submitted by 5:00 p.m., submitter's
local time, March 1, 2000 via the NSF FastLane system. Submit Incubation
Activity proposals to relevant program disciplines.
The signed Cover Sheet, including certification (NSF Form 1207), for
proposals submitted to this competition, must be postmarked (or provide a
legible proof of mailing date assigned by the carrier) by March 7, 2000.
A proposal may not be processed until NSF has received the complete proposal
(including signed Cover Sheet). Send the materials to:
National Science Foundation
DIS-FastLane Cover Sheet
4201 Wilson Boulevard
Arlington, VA 22230
F. FastLane Requirements
Proposers must prepare and submit proposals using the NSF FastLane system.
Detailed instructions for proposal preparation and submission via FastLane
are available at
https://www.fastlane.nsf.gov/a1/newstan.htm.
Submission of Signed Cover Sheets. For proposals submitted
electronically, the signed paper copy of the proposal Cover Sheet (NSF Form
1207) should be forwarded to NSF within five working days following proposal
submission in accordance with FastLane proposal preparation and submission
instructions referenced above.
To use FastLane to prepare the proposal your institutions needs to be a
registered FastLane institution. A list of registered institutions and the
FastLane registration form are located on the FastLane Home page. To
register an organization, authorized organizational representatives must
complete the registration form. Once an organization is registered, PIN for
individual staff is available from the organization's sponsored projects
office.
Using NSF’s FastLane requires the following software: Netscape Navigator 3.01
or above, or Microsoft Internet Explorer 4.01 or above; Adobe Acrobat Reader
4.0 or above for viewing PDF files; and Adobe Acrobat 3.X or above or
Aladdin Ghostscript 5.10 or above for converting files to PDF.
To access FastLane, go to the NSF Web site at http://www.nsf.gov, then select "FastLane," or
go directly to the FastLane home page at http://www.fastlane.nsf.gov/.
Additionally, read the "PI Tipsheet for Proposal Preparation" and the
"Frequently Asked Questions about FastLane Proposal Preparation," accessible
at
https://www.fastlane.nsf.gov/a0/about/a1faq.htm.
IMPORTANT NOTE: For technical assistance with FastLane, please send
an e-mail message to
biofl@nsf.gov. If you have inquiries regarding other
aspects of the proposal preparation or submission, please send an e-mail
message to
biocom@nsf.gov before the deadline date for
submission.
PROPOSAL REVIEW INFORMATION
A. Merit Review Criteria
Reviews of proposals submitted to NSF are solicited from peers with
expertise in the substantive area of the proposed research or education
project. These reviewers are selected by Program officers charged with the
oversight of the review process. NSF invites the proposer to suggest, at the
time of submission, the names of appropriate or inappropriate reviewers.
Care is taken to ensure that reviewers have no conflicts with the proposer.
Special efforts are made to recruit reviewers from non-academic institutions,
minority serving institutions or adjacent disciplines to that principally
addressed in the proposal.
Proposals will be reviewed against the following general merit review
criteria established by the National Science Board. Following each criterion
are potential considerations that the reviewer may employ in the evaluation.
These are suggestions and not all will apply to any given proposal. Each
reviewer will be asked to address only those that are relevant to the
proposal and for which he/she is qualified to make judgments.
What is the intellectual merit of the proposed activity?
How important is the proposed activity to advancing knowledge and
understanding within its own field or across different fields? How well
qualified is the proposer (individual or team) to conduct the project? (If
appropriate, the reviewer will comment on the quality of prior work.) To
what extent does the proposed activity suggest and explore creative and
original concepts? How well conceived and organized is the proposed
activity? Is there sufficient access to resources?
What are the broader impacts of the proposed activity?
How well does the activity advance discovery and understanding while
promoting teaching, training, and learning? How well does the proposed
activity broaden the participation of underrepresented groups (e.g., gender,
ethnicity, disability, geographic, etc.)? To what extent will it enhance the
infrastructure for research and education, such as facilities,
instrumentation, networks, and partnerships? Will the results be
disseminated broadly to enhance scientific and technological understanding?
What may be the benefits of the proposed activity to society?
PIs should address the following elements in their proposal to provide
reviewers with the information necessary to respond fully to both NSF merit
review criteria. NSF staff will give these factors careful consideration in
making funding decisions.
Integration of Research and Education
One of the principal strategies in support of NSF’s goals is to foster
integration of research and education through the programs, projects and
activities it supports at academic and research institutions. These
institutions provide abundant opportunities where individuals may
concurrently assume responsibilities as researchers, educators, and students
and where all can engage in joint efforts that infuse education with the
excitement of discovery and enrich research through the diversity of learner
perspectives.
Integrating Diversity into NSF Programs, Projects, and Activities
Broadening opportunities and enabling the participation of all citizens --
women and men, underrepresented minorities, and persons with disabilities --
are essential to the health and vitality of science and engineering. NSF is
committed to this principle of diversity and deems it central to the
programs, projects, and activities it considers and supports.
B. Review Protocol and Associated Customer Service Standard
All proposals are carefully reviewed by at least three other persons outside
NSF who are experts in the particular field represented by the proposal.
Research project proposals submitted in response to this announcement will
be reviewed by a multidisciplinary panel and by mail reviewers. Incubation
Activity proposals will be reviewed internally by NSF program officers.
Reviewers will be asked to formulate a recommendation to either support or
decline each proposal. A program officer assigned to manage the proposal's
review will consider the advice of reviewers and will formulate a
recommendation. NSF will be able to tell applicants whether their proposals
have been declined or recommended for funding within six months for 95
percent of proposals. The time interval begins on the proposal deadline or
target date or from the date of receipt, if deadlines or target dates are not
used by the program. The interval ends when the division director accepts
the program officer's recommendation.
In all cases, after programmatic approval has been obtained, the proposals
recommended for funding will be forwarded to the Division of Grants and
Agreements for review of business, financial, and policy implications and the
processing and issuance of a grant or other agreement. Proposers are
cautioned that only a Grants Officer may make commitments, obligations or
awards on behalf of NSF or authorize the expenditure of funds. No commitment
on the part of NSF should be inferred from technical or budgetary discussions
with an NSF Program officer. A principal investigator or organization that
makes financial or personnel commitments in the absence of a grant or
cooperative agreement signed by the NSF Grants Officer does so at its own
risk.
AWARD ADMINISTRATION INFORMATION
A. Notification of the Award
Notification of the award is made to the submitting
organization by a Grants Officer in the Division of Grants and
Agreements (DGA). Organizations whose proposals are declined will be advised
as promptly as possible by the cognizant NSF Program Division administering
the program. Verbatim copies of reviews, not including the identity of the
reviewer, will be provided automatically to the Principal Investigator.
B. Grant Award Conditions
An NSF grant consists of: (1) the award letter, which includes any special
provisions applicable to the grant and any numbered amendments thereto; (2)
the budget, which indicates the amounts, by categories of expense, on which
NSF has based its support (or otherwise communicates any specific approvals
or disapprovals of proposed expenditures); (3) the proposal referenced in the
award letter; (4) the applicable grant conditions, such as Grant General
Conditions (NSF GC-1)* or Federal Demonstration Partnership Phase III (FDP)
Terms and Conditions* and (5) any NSF brochure, program guide, announcement
or other NSF issuance that may be incorporated by reference in the award
letter. Electronic mail notification is the preferred way to transmit NSF
grants to organizations that have electronic mail capabilities and have
requested such notification from the Division of Grants and Agreements.
* These documents may be accessed electronically on NSF’s Web site
at: http://www.nsf.gov/.
Paper copies may be obtained from
the NSF Publications Clearinghouse, telephone
(301) 947-2722 or by e-mail from pubs@nsf.gov.
More comprehensive information on NSF Award Conditions is contained in the
NSF Grant Policy Manual (GPM) Chapter II, (NSF 95-26) available
electronically on the NSF Web site. The GPM also is available in paper copy
by subscription from the Superintendent of Documents, Government Printing
Office, Washington, DC 20402. The GPM may be ordered through the GPO Web
site at:
http://www.gpo.gov. The telephone number at GPO for
subscription information is (202) 512-1800.
C. Reporting Requirements
All successful Research Project PIs are required to attend the annual
awardees meeting at a date and place to be specified by NSF, during the
tenure of the award, and to plan for a formal site visit by NSF at the
midpoint of the award.
For all multi-year grants (including both standard and continuing grants) the
PI must submit an annual project report to the cognizant Program Officer at
least 90 days before the end of the current budget period.
Within 90 days after expiration of a grant, the PI also is required to submit
a final project report. Approximately 30 days before expiration, NSF will
send a notice to remind the PI of the requirement to file the final project
report. Failure to provide final technical reports delays NSF review and
processing of pending proposals for that PI. PIs should examine the formats
of the required reports in advance to assure availability of required
data.
NSF has implemented a new electronic project reporting system, available
through FastLane, which permits electronic submission and updating of project
reports, including information on: project participants (individual and
organizational); activities and findings; publications; and, other specific
products and contributions. Reports will continue to be required annually
and after the expiration of the grant, but PIs will not need to re-enter
information previously provided, either with the proposal or in earlier
updates using the electronic system.
Effective October 1, 1999, PIs are required to use the new reporting system
for submission of annual and final project reports.
D. New Awardee Information
If the submitting organization has never received an NSF award, it is
recommended that the organization’s appropriate administrative officials
become familiar with the policies and procedures in the NSF Grant Policy
Manual which are applicable to most NSF awards. The "Prospective
New Awardee Guide" (NSF 99-78) includes information on: Administrative
and Management Information; Accounting System Requirements and Auditing
Information; and Payments to Organizations with NSF Awards. This information
will assist an organization in preparing documents that NSF requires to
conduct administrative and financial reviews of an organization. The guide
also serves as a means of highlighting the accountability requirements
associated with Federal awards. This document is available electronically on
NSF’s Web site at:
http://www.nsf.gov/cgi-bin/getpub?nsf9978.
CONTACTS FOR ADDITIONAL INFORMATION
Please direct general inquiries about the Biocomplexity: Special Competition
to the e-mail address (biocom@nsf.gov) or
to the following Program Officers:
Biological Sciences (BIO)
Ted Elliott
Phone: (703) 306-1479
E-mail: eelliott@nsf.gov
Computer and Information Science and Engineering (CISE)
Y. T. Chien
Phone: (703) 306-1980
E-mail: ytchien@nsf.gov
Engineering (ENG)
Gary Poehlein
Phone: (703) 306-1365
E-mail: gpoehlei@nsf.gov
Geosciences (GEO)
Phil Taylor
Phone: (703) 306-1587
E-mail: prtaylor@nsf.gov
Mathematical and Physical Sciences (MPS)
Jim Rosenberger
Phone: (703) 306-1883
E-mail: jrosenbe@nsf.gov
Social, Behavioral and Economic Sciences (SBE)
Cheryl Eavey
Phone: (703) 306-1729
E-mail: ceavey@nsf.gov
Office of Polar Programs (OPP)
Polly Penhale
Phone: (703) 306-1033
E-mail: ppenhale@nsf.gov
For technical assistance with FastLane, please send an e-mail message to biofl@nsf.gov.
OTHER PROGRAMS OF INTEREST
The NSF Guide to Programs is a compilation of funding opportunities
for research and education in science, mathematics, and engineering. General
descriptions of NSF programs, research areas, and eligibility information for
proposal submission are provided in each chapter. Many NSF programs offer
announcements concerning specific proposal requirements. To obtain
additional information about these requirements, contact the appropriate NSF
program offices listed in Appendix A of the GPG. Any changes in NSF's
fiscal year programs occurring after press time for the Guide to
Programs will be announced in the NSF Bulletin, available monthly (except
July and August), and in individual program announcements. The Bulletin is
available electronically on the NSF Web site at http://www.nsf.gov. The direct URL for recent
issues of the Bulletin is
http://www.nsf.gov/od/lpa/news/publicat/bulletin/bulletin.htm.
Subscribers can also sign up for NSF's Custom News Service to find out what
funding opportunities are available.
ABOUT THE NATIONAL SCIENCE FOUNDATION
The National Science Foundation (NSF) funds research and education in most
fields of science and engineering. Grantees are wholly responsible for
conducting their project activities and preparing the results for
publication. Thus, the Foundation does not assume responsibility for such
findings or their interpretation.
NSF welcomes proposals from all qualified scientists, engineers and
educators. The Foundation strongly encourages women, minorities, and persons
with disabilities to compete fully in its programs. In accordance with
federal statutes, regulations, and NSF policies, no person on grounds of
race, color, age, sex, national origin, or disability shall be excluded from
participation in, be denied the benefits of, or be subjected to
discrimination under any program or activity receiving financial assistance
from NSF (unless otherwise specified in the eligibility requirements for a
particular program).
Facilitation Awards for Scientists and Engineers with Disabilities (FASED)
provide funding for special assistance or equipment to enable persons with
disabilities (investigators and other staff, including student research
assistants) to work on NSF-supported projects. See the program announcement
or contact the program coordinator at (703) 306-1636.
The National Science Foundation has Telephonic Device for the Deaf (TDD) and
Federal Information Relay Service (FIRS) capabilities that enable individuals
with hearing impairments to communicate with the Foundation regarding NSF
programs, employment, or general information. TDD may be accessed at (703)
306-0090 or through FIRS on 1-800-877-8339.
PRIVACY ACT AND PUBLIC BURDEN STATEMENTS
The information requested on proposal forms and project reports is solicited
under the authority of the National Science Foundation Act of 1950, as
amended. The information on proposal forms will be used in connection with
the selection of qualified proposals; project reports submitted by awardees
will be used for program evaluation and reporting within the Executive Branch
and to Congress. The information requested may be disclosed to qualified
reviewers and staff assistants as part of the review process; to applicant
institutions/grantees to provide or obtain data regarding the proposal review
process, award decisions, or the administration of awards; to government
contractors, experts, volunteers and researchers and educators as necessary
to complete assigned work; to other government agencies needing information
as part of the review process or in order to coordinate programs; and to
another Federal agency, court or party in a court or Federal administrative
proceeding if the government is a party. Information about Principal
Investigators may be added to the Reviewer file and used to select potential
candidates to serve as peer reviewers or advisory committee members. See
Systems of Records, NSF-50, "Principal Investigator/Proposal File and
Associated Records," 63 Federal Register 267 (January 5, 1998), and NSF-51,
"Reviewer/Proposal File and Associated Records," 63 Federal Register 268
(January 5, 1998). Submission of the information is voluntary. Failure to
provide full and complete information, however, may reduce the possibility of
receiving an award.
Public reporting burden for this collection of information is estimated to
average 120 hours per response, including the time for reviewing
instructions. Send comments regarding this burden estimate and any other
aspect of this collection of information, including suggestions for reducing
this burden, to: Suzanne H. Plimpton, Reports Clearance Officer; Division of
Administrative Services; National Science Foundation; Arlington, VA
22230.
YEAR 2000 REMINDER
In accordance with Important Notice No. 120 dated June 27, 1997, Subject:
Year 2000 Computer Problem, NSF awardees are reminded of their responsibility
to take appropriate actions to ensure that the NSF activity being supported
is not adversely affected by the Year 2000 problem. Potentially affected
items include: computer systems, databases, and equipment. The National
Science Foundation should be notified if an awardee concludes that the Year
2000 will have a significant impact on its ability to carry out an NSF funded
activity. Information concerning Year 2000 activities can be found on the
NSF web site at http://www.nsf.gov/oirm/y2k/start.htm.
The National Science Foundation is committed to making all of the information
we publish easy to understand. If you have a suggestion about how to improve
the clarity of this document or other NSF-published materials, please contact
us at plainlanguage@nsf.gov.
Catalogue of Federal Domestic Assistance (CFDA) No.: 47.074 (BIO), 47.070
(CISE), 47.041 (ENG), 47.050 (GEO), 47.049 (MPS), 47.075 (SBE), 47.078
(OPP)
OMB No.: 3145-0058
NSF 00-22 (Replaces NSF 99-60)