United States Department of Agriculture
Research, Education, and Economics
ARS * CSREES * ERS * NASS
Policies and Procedures
Title: | EMS Delegations of Authority |
Number: | 1030-EMS |
Date: | 9/22/94 |
Originating Office: | Economics Management Staff |
This Replaces: | 1313-EMS-1 dated 1/22/93 |
Distribution: | EMS Only |
This P&P identifies administrative authorities delegated to specific organization levels and positions in the Economics Management Staff (EMS) |
Contents
1. Introduction
Purpose
Level of Delegations
Exercise of Delegations
2. Organization, Position Management, and Classification
3. Staffing
4. Hours of Duty and Leave
5. Performance Management and Awards
6. Training
7. Employee Relations
8. Official Duty Station
9. Waivers of Repayment
10. Travel -- Domestic
11. Travel -- Foreign
12. Travel -- General
13. Attendance at Meetings (AD-202)
14. Freedom of Information and Privacy Act Requests
15. Purchases
16. Contracts and Agreements
17. Property, Vehicles, and Space
18. Equal Opportunity and Civil Rights
Glossary
This document shows the delegation of administrative authorities to organizational levels
and positions in the Economics Management Staff (EMS). It indicates whether officials in
those positions may exercise discretion to redelegate those authorities to lower level
positions.
This document shows the lowest level to which the Director, EMS, has delegated authority.
Unless otherwise noted, higher level officials are also delegated this authority and
retain the right to exercise those authorities. For example, the Director retains the
authorities delegated to division directors. By the same token, division directors retain
the right to exercise authorities delegated to branch chiefs.
In most cases, officials may only exercise delegated authorities when the action does not
relate to them individually. This is always the case with Branch Chiefs and lower level
officials. However, the Deputy Director and Division Directors may sign for themselves as
approving officials in the following instances:
The Director reserves the authority to deny or modify the action for authorities that
require prior notification.
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
DR 1010-1 | 1. Authorize and approve organizational changes at | ||
a. the branch level See footnote 11 | Director | Yes | |
b. the section level and below. | Division Directors | No | |
DPM 312 | 2. Allocate personnel ceilings to divisions. | Director |
Yes |
DPM 312 | 3. Review and approve staffing plans covering individual positions at the | ||
a. GS-13-15 level | Director | Yes | |
b. GS-12 level and below.See footnote 22 | Division Directors | No | |
DPM 511 | 4. Classify positions as to title, occupational series, grade level, and position sensitivity. | Positions in the Personnel division See footnote 33 | No |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
DPM 312 | 1 Approve SF-52s, Request for Personnel Action, for See footnote 44 | ||
a. All GS-15 positions and GS-13/14 positions not listed in approved staffing plans. | Director |
Yes |
|
b. GS-14 positions listed in approved staffing plans. | Division Directors | No | |
c. GS-13 and below positions listed in approved staffing plans. | Division Directors |
Yes |
|
d. GS-12 and below positions not listed in approved staffing plans.See footnote 55 | Division Directors |
No |
|
DPM 312 |
2. Make selections for See footnote 66 | ||
a. GS-15 positions. | Director | Yes | |
b. GS-14 positions.See footnote 77 | Division Directors | No | |
c. GS-13 positions.See footnote 88 | Branch Chiefs | No | |
d. GS-12 positions and
below. |
Branch Chiefs | Yes | |
DPM 334 | 3. Approve IPA agreements. | Director | Yes |
DPM 308 | 4. Approve cooperative education agreements. | Director, Personnel Division | No |
DPM 352 | 5. Approve details or reassignments with reemployment rights back to EMS (e.g., overseas assignments, details to other USDA agencies).See footnote 99 | Director | Yes |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
DPM 610; P&P 4610 |
1. Establish tours of duty: | ||
a. consistent with agency flextime Policy | Branch Chiefs | Yes | |
b. non-standard tours of duty.See footnote 1010 | Division Directors | Yes | |
c. special tours for educational purposes (form SF-52). | Division Directors |
Yes | |
DPM 550 | 2. Order or approve occasional and irregular overtime or compensatory time (form EMS-38). | Division Directors |
Yes |
3. Approve credit hours. | Branch Chiefs | Yes | |
DPM 550 | 4. Order or approve holiday work (form EMS-38). | Division Directors | Yes |
DPM 630 | 5. Approve charging of absence to | ||
a. accrued annual or sick leave or other leave, except leave without pay (LWOP), absence without leave (AWOL), or advanced leave. |
Branch Chiefs |
Yes |
|
b. advanced annual or sick leave. | Branch Chiefs | No | |
c. leave without pay (LWOP) for 30 days or less. |
Branch Chiefs | No | |
d. leave without pay (LWOP) for more than 30 days. | Division Directors | yes |
|
DPM 630 | 6. Charge absence to absence without leave (AWOL). | Branch Chiefs | Yes |
5 CFR 630 | 7. Certify that Time and Attendance Reports (AD-321) are accurate and that time was worked and approved according to law and regulation. |
Branch Chiefs |
Yes |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
DPM 430; P&P 4430 |
1. Set and approve performance elements and standards, and rate performance of individuals, except for SES positions.See footnote 1111 | Branch Chiefs |
Yes |
DPM 315 DPM 550 |
2. Determine satisfactory completion of probationary period for See footnote 1212 | ||
a. Supervisors and managers. | Branch Chiefs | No | |
b. New employees. | Branch Chiefs | Yes | |
DPM 430; DPM 451; DPM 531 |
3. Approve awards:See footnote 1313 | ||
a. Special act cash awards over $1,000 and up to $5,500 | Director | Yes | |
b. Performance bonuses, sustained superior performance awards, and Quality Step Increases. | Division Directors |
No |
|
c. Special act cash awards up to $1,000 | Division Directors | Yes | |
d. Spot awards up to $250. | Division Directors | Yes | |
e. Time-off awards: | |||
(1 ) up to 9 hours. | Branch Chiefs | Yes | |
(2) from 10 to 27 hours. | Branch Chiefs | No | |
(3) from 28 to 40 hours. | Division Directors | No | |
g. Director's Quality Award. | Director | Yes | |
DPM 531 | 4. Withhold within-grade increases: | ||
a. Sign letters of decision to withhold within-grade increases.See footnote 1414 |
Branch Chiefs | No | |
b. Sign decision letters on requests to reconsider withholding within-grade increases. |
Division Directors |
No |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
DPM 410 | 1. Approve training (form SF-182). | Division Directors | Yes |
FPM 410 | 2. Waive prohibition against training in non-government facilities for employees with less than 1 year of continuous service. | Branch Chiefs |
No |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
7 CFR 0.735 | 1. Approve requests for outside employment (form EMS-368):See footnote 1515 | ||
a. for a foreign entity or for consulting, advising, teaching, lecturing, or writing. | Director |
Yes |
|
b. in any other capacity. | Branch Chiefs | No | |
7 CFR 0.735 | 2. Conflict-of-interest determinations: | ||
a. identify employees required to file Confidential Financial Disclosure Report (form SF-450) and make determinations on those which involve substantial conflict-of- interest questions. | Director | No | |
b. Initially review all SF-450s and make determinations on those not involving substantial conflict-of-interest questions. | Head, Employee Relations Section, PD |
Yes |
|
3. Disciplinary actions, grievances, and appeals:See footnote 1616 | |||
DPM 432; DPM 751; DPM 752 |
a. Sign letters of reprimand and adverse action proposals: |
||
(1) GS-15. | Director | Yes | |
{2) GS-14. | Division Directors | No | |
(3) GS-13 and below. | Branch Chiefs | No | |
DPM 315; DPM 432; DPM 751; DPM 752 |
b. Sign decision letters for adverse actions and separation of probationers:See footnote 1717 |
||
(1) GS-14/15. | Director | Yes | |
(2) OS-13 and below. | Division Directors | No | |
DPM 771 | c. Sign final agency decisions on formal grievances. | Director | No |
5 CFR 201.31; 7 CFR 15.64-5 |
d. Represent the agency at hearings relative to adverse actions, grievances, appeals, and other personnel matters. | Head, Employee Relations Section, PD |
Yes |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
DPM 610 | 1. Approve official duty stations outside the Federally-owned or rented buildings occupied by EMS. | Director | No |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
1. Approve waivers of repayment for | |||
DPM 410; ATR 2-1.5 |
a. unfulfilled service agreements after travel to first duty station, transfer of official station, or training. | Division Directors | No |
5 USC 5584; P&P 2500 |
b. erroneous payments of salary or allowances not exceeding $500 (except
for travel and transportation). |
Director, Budget, Finance, and Systems Automation division See footnote 1818 | No |
PL 102-190 | c. erroneous payments of travel and transportation expenses. |
See footnote 1919 |
No |
5 USC 3372(c)(2) |
d. IPA agreements. | Director |
Yes |
e. failure to complete training in a nongovernment facility | Division Directors |
Yes |
|
31 USC 3711; 4 CFR 103-194 |
2. Suspend or terminate collection action, or exercise compromise authority, on claims up to $20,000. | Director See footnote 2020 |
No |
DPM 630 | 3. Approve waivers of repayment of overdrawn leave.See footnote 2121 | Division Directors | No |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
ATR 1-1.5a; EAA TM-16 |
1. Approve an unlimited open travel authorization.See footnote 2222 | Assistant Secretary | No |
January 10, 1991 memo from Director, Office of Finance and Management |
2. Authorize travel to resort areas. | Assistant Secretary |
No |
ATR 1-1.5a; EAA TM-16 |
3. Designate positions eligible for a limited open travel authorization.See footnote 2323 | Director | No |
ATR 1-1.5a; EAA TM-16 |
4. Approve a limited open travel authorization for positions designated by the Director. |
Director |
Yes |
ATR 1-1.5a; EAA TM-16 |
5. Authorize, direct, and approve routine domestic travel. | Division Directors |
Yes |
6. Authorize, direct, and approve non-routine domestic travel | |||
DPM 571; DPM 981 |
a. to first post of duty. | Director, Personnel division See footnote 2424 |
No |
ATR 1-1.7; 41 CFR 302 |
b. for changes of official station. | Director | Yes |
DPM 571 | c. for pre-employment interviews:See footnote 2525 |
Division Doctors | Yes |
ATR 1-1.7 | d. by nongovernment employees. | Director | Yes |
ATR 1-1.3g | e. involving payment of expenses by nonfederal sources. | Director | Yes |
ATR 1-1.7; 41 CFR 301-8 |
f. on an actual subsistence basis in lieu of per diem up to the statutory maximum rate. |
Division Directors |
Yes |
ATR 1-1.7 | g. on non-contract air carriers. | Division Directors | Yes |
ATR 1-1.1d; ATR 1-3.3d |
h. premium class (first or business class) airline travel. | Director | No |
ATR 1-1.7 | k. by employee organization representatives. |
Director | Yes |
ATR 1-1.7; ATR 1-1.3d; ATR 1-1.5.b |
l. to attend meetings, conferences, seminars, training and similar events.See footnote 2626 | Division Directors |
Yes |
ATR 1-1.7 | m. for medical examinations. | Director | Yes |
ATR 1-1.7 | n. by members of public advisory committees. | Director | Yes |
ATR 1-1.7 | o. by employees testifying in judicial proceedings. | Division Directors | Yes |
ATR 1-1.7, | p. emergency travel by employees. | Division Directors | Yes |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
ATR 1-1.1f | Authorize, direct, and approve foreign travel | ||
1. to Canada or Mexico by employees who regularly perform their duties close to the border of either of these countries. |
Director | Yes | |
2. within countries of assignment for employees stationed outside the United States. | Director | Yes | |
3. to or from U.S. territories or possessions. | Director | Yes | |
4. to or from Alaska or Hawaii. | Director | Yes | |
5. changes in travel itineraries. | Director | Yes | |
6. all other foreign travel. | Director | Yes |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
ATR 1-10,3: DR 2250-2 |
1. Approve AD-615, Advance of Funds. | Branch Chiefs | No |
41 CFR 301- 11.4(b) |
2. Approve AD-616, Travel Voucher.See footnote 2727 | Branch Chiefs | Yes |
DR 2250-2 | 3. Approve SF-1164, Claims for Reimbursement for Expenditures on Official Business, for local travel. |
Branch Chiefs | Yes |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
ATR 1-1.1e, ATR 1-1.3b; ATR 1-1 5b; P&P 2300 |
Authorize attendance at meetings on official time:See footnote 2828 | ||
1. National meetings. | Division Directors | Yes | |
2. Other domestic meetings. See footnote 2929 | Division Directors | Yes | |
3. Common interest meetings held in Canada or Mexico. | Director | Yes | |
4. Meetings held in other countries, except common interest meetings held in Canada or Mexico. |
Director | Yes | |
5. International meetings, regardless of where held. See footnote 3030 | Director | Yes |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
7 CFR 1.3;7 CFR 1.8; 7 CFR 4001; P&P 3450 |
1. Grant or deny requests for records under the Freedom of Information Act. | Chief, Management Analysis Branch |
Yes |
2. Grant or deny appeals of Freedom of Information Act decisions. | Director | No | |
3. Grant or deny requests for access to, or amendment of, a record under the Privacy Act. | Chief, Management Analysis Branch |
No |
|
4. Grant or deny appeals of Privacy Act decisions. | Director | Yes |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
41 CFR 101-38.1202 |
1. Approve issuance of credit cards for automobiles, 00 retail stores, and GSA retail stores. | Director, Administrative Services division See footnote 3131 |
Yes |
7 CFR 2.7 | 2. Requisition supplies, services, furniture and equipment (sign forms AD-700, AD-14, AD-270, AD-271, GPA-63, GPA-63-a, and AD-744) when the expenditure is less than $25,000. See footnote 3232 | Division Directors |
Yes |
DR 5001-1 | 3. Exercise procurement contracting authority (sign forms AD-838, Purchase Order; AD-633, FEDSTRIP; and OF-347, Order for Supplies or Services). | Director Administrative Services division See footnote 3333 | Yes |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
7 CFR 2.7; DR 5001-1 |
1. Contracts: | ||
a. Sign form AD-700 to approve preliminary specifications workplan. | Division Directors |
No. |
|
b. Negotiate and sign contracts. | Director, Administrative Services division See footnote 3434 |
Yes |
|
P&P 5800 | 2. Cooperative agreements: | ||
a. Negotiate and approve preliminary specifications/ Workplan (sign form AD- 700). | Director |
Yes |
|
b. Sign formal agreements (form EMS-467 or form EMS-471). | Assistant Secretary for Economics |
No |
|
7 USC 1621; 7 USC 1704; 31 USC 686 |
3. Interagency agreements: | ||
a. Negotiate and approve preliminary specifications/ workplan (sign form AD-700). | Division Directors | Yes | |
b. Sign formal agreements, including form AD-672, Reimbursement or Advance of Funds Agreement. | Director | Yes |
Reference |
Activity |
Authority Delegated To |
May Redelegated to Next Level? |
---|---|---|---|
AGPMR 104-50.102, 104-50.103, 104-50.104; P&P 5200 | 1. As Agency Property Management Officer, sign forms AD- 107, AD-112, AD-120, AD-126, AD-187 AD-568, AD-873, AD-999, and GSA-494.See footnote 3535 | Head, Property and Services Section |
Yes |
2. As Accountable Property Officers, sign forms AD-107, AD-112, and AD-873.See footnote 3636 | Branch Chiefs | No | |
41 CFR 101 - 18.1 |
3. Requisition space and facilities (sign SF-81). |
Chief, Procurement, Property, and Space Branch |
Yes |
41 CM 101- 18.1 |
4. Sign leases for office space in locations authorized by GSA. |
Chief, Procurement, Property, and Space Branch | Yes |
41 CFR 101 - 18.1 |
5. Approve requests for construction, alterations, and repairs to EMS facilities {sign forms GSA-300 and GSA-2957 and speed memos). | Chief, Procurement, Property and Space Branch |
Yes |
P&P 5400; AGPMR 104-38.5004 |
6. Approve requests from EMS employees to park Government owned/leased vehicles at or near their residence. |
Director |
Yes |
Reference |
Activity |
Authority Delegated To |
May Redelegate to Next Level? |
---|---|---|---|
29 CFR 1613; EEOC Mgt Directive 714; 5 CFR 720 |
1. Approve annual Affirmative Employment Plan containing agency goals; the Federal Equal Opportunity Recruitment Program Plan; and the annual accomplishment report. | Director |
No |
2. Sign settlement agreements for complaints of discrimination. | Director | No |
Accountable Property Officer. The officials assigned
responsibility for the control and management of all property within their units.
AGPMR. Agriculture Property Management Regulations.
ATR. Agriculture Travel Regulations.
CFR. Code of Federal Regulations.
DPM. Departmental Personnel Manual.
DR. Departmental Regulation.
EEOC. Equal Employment Opportunity Commission.
FPM. Federal Personnel Manual.
GSA. General Services Administration.
IPA. Intergovernmental Personnel Act. This Act allows Federal officials to be assigned to temporary positions in state or local governments, and vice-versa.
OO. Office of Operations.
Property Custodian. The employee provided physical custody of property and who is responsible for its proper care.
TM. Travel Manual.
USC. United States Code.
Footnote: 1 1Organizational changes involving the gain or loss of a function at the division level or above require the approval of the Assistant Secretary for Administration.
Footnote: 2 2Subject to remaining within the overall division staff-year ceiling and funds.
Footnote: 3 3The Director of the Personnel Division may restrict the authority of an incumbent.
Footnote: 4 4These authorities are subject to temporary withdrawal during a hiring freeze.
Footnote: 5 5Subject to remaining within the overall division staff-year ceiling and funds.
Footnote: 6 6Subject to discussion with the Director.
Footnote: 7 7Subject to discussion with the Director.
Footnote: 8 8Branch chiefs may be required to consult with their division director on selected positions.
Footnote: 9 9Excludes
the following details or reassignments that require prior clearance from the Office of
Personnel: nonreimbursable details exceeding 30 days to other Federal departments (see
Assistant Secretary for Administrations memorandum dated 6/20/79 to agency heads); details
to the White House or to staffs and commissions of the President or Vice President; and
details or reassignments involving SES employees, experts and consultants, and persons in
regard to whom suitability questions have been raised (see DPM 277, Exhibit 1).
Footnote: 10 10Nonstandard tours of duty include those necessitated by emergency situations, part-time and intermittent work, and adjustments to enable full-time, permanent employees to teach at educational institutions. Document the rationale for non-standard tours in a memorandum to the Personnel Division.
Footnote: 11 11DPM Chapter 430 requires that performance ratings be made by the supervisor who normally gives the employee work assignments, reviews or approves the work upon completion, and usually has responsibility for the employee's attendance, leave, etc. Employees wishing to dispute performance ratings should use agency grievance procedures {see P&P 4771).
Footnote: 12 12Subject to prior consultation with the division director, if the decision is not to retain the employee.
Footnote: 13 13The Department requires two levels of approval in all cases. For example, if a section head recommends 8 hours time off as an award, the branch chief must approve the recommendation.
Footnote: 14 14Prior
to withholding a within-grade increase, the supervisor must contact the Employee Services
and Policy Development Branch. First-line supervisors may sign letters of decision, but
the second level supervisor must concur.
Footnote: 15 15Contact the Employee Services and Policy Development Branch for advice and assistance.
Footnote: 16 16Contact the Employee Services and Policy Development Branch prior to proposing or taking any disciplinary action or responding to any grievance or appeal to ensure that actions are carried out in accordance with appropriate laws and regulations.
Footnote: 17 17Decision letters must be signed at a higher level than notices of proposed adverse action.
Footnote: 18 18The Director of the Budget, Finance, and Systems Automation Division must forward claims in excess of $500 to the Director of the Departmental Office of Finance and Management for determination.
Footnote: 19 19The Director of the Departmental Office of Finance and Management may waive repayment of travel and transportation expenses up to $1,500. The Secretary must waive claims over $1,500.
Footnote: 20 20Subject to the advice of the Office of the General Counsel on claims of $400 or more.
Footnote: 21 21Division Directors may waive overdrawn leave only when an employee is separated by death or disability retirement, entrance into military service with restoration rights, or resignation because disability prevents the employee from continuing or resuming service. Under all other circumstances, the separating employee must either refund the full amount of indebtedness or the employee's final salary and lump sum payments will be adjusted by this amount.
Footnote: 22 22The Assistant Secretary may establish this type of travel authorization for the Director only.
Footnote: 23 23This type of authorization is limited to employees who need to perform frequent, routine, repetitive travel within a work-related geographic area (foreign or domestic).
Footnote: 24 24USDA's Office of Personnel has delegated authority directly to the Director of the Personnel Division. Selecting officials first sign form AD-202 and then route it through the servicing personnel management specialist to the Director of the Personnel Division.
Footnote: 25 25Obtain advice and assistance concerning the proper use of this authority from the Personnel Division.
Footnote: 26 26For authority to approve attendance at meetings, conferences, training, and similar events, see Chapter 13.
Footnote: 27 27The only individuals who may approve travel vouchers are the traveler's working supervisor or another responsible individual who has knowledge of the purpose of the travel and its accomplishment.
Footnote: 28 28Does not apply to routine working meetings that are less than 1 day long.
Footnote: 29 29ATR 4-1.3.b. requires that meetings where a majority of the attendees will be Washington, D.C.-based personnel be held at a location within the Washington, D.C., metropolitan area. Either the Assistant Secretary or Deputy Assistant Secretary must authorize exceptions.
Footnote: 30 30The Foreign Agricultural Service's International Cooperation and Development office must approve attendance at certain intergovernmental meetings (except common interest meetings in Canada and Mexico). See ATR 1-13.4a and Figure 13-1.
Footnote: 31 31The Director of the Administrative Services Division has redelegated this authority to the Chief of the Procurement, Property, and Space Branch.
Footnote: 32 32Expenditures greater than $25,000 are covered under Chapter 16, Contracts and Agreements.
Footnote: 33 33The Director or the Administrative Services Division has redelegate this authority to the Chief, Procurement, Property, and Space Branch - unlimited; the Head, Procurement Section, Contract Specialists, and Purchasing Agents, GS-1105-6 and above $25,000 Open Market and maximum order limitation on Federal Supply Schedule contracts and other mandatory sources.
Footnote: 34 The Director of the Administrative Services Division has redelegated unlimited authority to the Chief of the Procurement, Property, and Space Branch, and authority for contracts up to $200,000 to the Head of the Procurement Section.
Footnote: 35 Consult P&P 5200, "Property Management,. for situations when to use these forms.
Footnote: 36 Accountable Property Officers may designate Property Custodians to assist them as specified in P&P 5200.