You are viewing a Web site, archived on 11:47:21 Oct 15, 2004. It is now a Federal record managed by the National Archives and Records Administration.
External links, forms, and search boxes may not function within this collection.

Skip to quick links of this areaSkip to main contentOCC Logo Comptroller of the Currency, Administrator of national Banks

| | | | | |


Search this Site:

Search Tips

What's New
About the OCC
Banker Education
Careers at the OCC
Community Affairs
Corporate Applications
CRA Information
Consumer Complaints
and Assistance
Electronic Banking
Legal and Regulatory
News Releases
  • Description of Publications
  • Order Form
  • Comptroller's Handbook
           - Safety & Soundness
           - Consumer Compliance
           - Asset Management
  • Comptroller's Licensing
  • Director's Toolkit
  • Economics Working Papers
  • Forms/Software
  • Low-Income Survey
  • Problem Bank Guide
  • Qrtrly. Derivative Fact Sheet
  • Skip to main content
    Public Information
    Related Sites
    Treasury Homepage
    National BankNet for Chartered National Banks

    End of Left Navigation links group

    Safety & Soundness

    Many of the files on this list are Comptroller's Handbook booklets that have been published in paper copy. Also on the list are sections from the Comptroller's Handbook for National Bank Examiners that are not available in paper copy. These sections can be identified by the section numbers that follow their titles.

    Accounts Receivable and Inventory Financing March 2000
    Agricultural Lending December 1998
    Allowance for Loan and Lease Losses June 1996
    Analytical Review of Income and Expense (Section 401)

         Narrative March 1990
         Procedures March 1998
    Asset Securitization November 1997
    Bank Dealer Activities (Section 204) March 1990
    Bank Premises and Equipment (Section 218)

         Narrative March 1990
         Procedures March 1998
    Bank Supervision Process April 1996
    Bankers' Acceptances September 1999
    Capital Accounts and Dividends (Section 303)

         Narrative August 1991
         Procedures March 1998
    Cash Accounts (Section 201)

         Narrative March 1990
         Procedures March 1998
    Check Credit (Section 211) March 1990
    Commercial Loans (Section 206)

         Narrative March 1990
         Procedures March 1998
    Commercial Real Estate and Construction Lending November 1995
    Community Bank Supervision


          Introduction and Core Assessment


    Concentration of Credits (Section 216) March 1990
    Consigned Items and Other Customer Services June 1996
    Country Risk Management October 2001
    Credit Card Lending October 1996
    Due from Banks (Sections 202 and 809)

         Narrative March 1990
         Procedures March 1998
    Duties and Responsibilities of Directors (Section 501)

         Narrative March 1990
         Procedures January 1998
    Emerging Market Country Products and Trading Activities December 1995
    Employee Benefits (Section 404) March 1990
    Examination Planning and Control July 1997
    Federal Branches and Agencies Supervision December 1999
    Floor Plan Loans (Section 210)
         Narrative March 1990
        Procedures May 1998
    Foreign Exchange (Section 813) March 1990
    Funds Management (Section 405) March 1990
    Futures Commission Merchant Activities November 1995
    Insider Activities March 1995
    Installment Loans (Section 209)

         Narrative March 1990
         Procedures March 1998
    Insurance Activities June 2002
    Interest Rate Risk June 1997

    Internal and External Audits


         Supplemental Examination Procedures


    Internal Control January 2001
    Internet Banking October 1999
    Introduction July 1994
    Investment Securities (Section 203) March 1990
    Large Bank Supervision May 2001
    Lease Financing January 1998
    Liquidity February 2001
    Litigation and Other Legal Matters February 2000
    Loan Portfolio Management April 1998
    Management and Board Processes (Section 502)

         Narrative March 1990
         Procedures March 1998
    Management Information Systems May 1995
    Merchant Processing December 2001
    Mortgage Banking March 1996
    Other Assets (and Other Liabilities) (Section 220) March 1991
    Other Real Estate Owned (Section 219)

         Narrative March 1990
         Procedures April 1998
    Payment Systems and Funds Transfer Activities (Section 410) March 1990
    Private Placements (Section 411) March 1990
    Rating Credit Risk April 2001
    Real Estate Loans (Section 213)

         Narrative March 1990
         Procedures March 1998
    Related Organizations August 2004
    Retail Nondeposit Investment Sales (Section 413)) February 1994
    Review of Regulatory Reports (Section 408) March 1990
    Risk Management and Insurance (Section 406) March 1990
    Risk Management of Financial Derivatives January 19971
    Sampling Methodologies August 1998
    Trade Finance November 1998
    1 Revised for Web publication, October 2001end note 1
    This page may contain PDF documents
    Download Adobe Acrobat Reader 5.0

    You are entering an official United States government system, which may be used only for authorized purposes. Unauthorized modification of any information stored on this system may result in criminal prosecution.