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Inventor Resources

Is the Inventor site for me?

If you answer yes to any of the following questions, then this site is for you!

  1. Are you new to intellectual property (certain creations of the human mind that are given the legal aspects of a property right)?
  2. Are you interested in learning how to obtain intellectual property protection?
  3. Are you trying to determine whether you need a patent, a trademark, or a copyright?
  4. Are you developing an invention at your own expense or for a small company?
  5. Are you evaluating whether to hire a registered patent attorney or agent?
  6. Are you attempting to obtain a patent or trademark without help from a registered attorney or agent?

The Inventor site is dedicated to serving the special needs and interests of the Inventor and entrepreneur.

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Do I need a patent, trademark, and/or copyright?


  • Patents - (Utility, Design, or Plant) protect inventions and improvements to existing inventions. More information on patents.
  • Trademarks - are words, names, symbols, devices and/or use images which are applied to products or used in connection with goods or services to identify their source. More information on trademarks.
  • Copyrights - protect the expression of ideas in literary, artistic and musical works. More information on copyrights.
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What is the role of the USPTO?

The U.S. Patent and Trademark Office (USPTO) administers the patent and trademark laws as they relate to the granting of patents for utility inventions, designs and plants and the issuing of trademark registrations.  The USPTO examines applications for patents to determine if the applicants are entitled to patents  and grants the patents when they are so entitled.  It examines applications for trademark registration to determine if the applicants are entitled to register their trademarks and issues trademark registrations.  The USPTO publishes issued patents, approved trademark registrations and various publications concerning patents and trademarks; records assignments  of patents and trademarks; and maintains search rooms  and a national network of Patent and Trademark Depository Libraries  for the use by the public to study issued patents, registered trademarks, and pending trademark applications and records relating to both patents and trademarks.  It also supplies copies of records and other papers.

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What free assistance is available from USPTO?


Free basic information on the patent and trademark system, forms, fees, products and services of the USPTO is available by calling the USPTO’s toll-free line, 800-PTO-9199 or by calling 703-308-HELP. An automated message system is available 7 days a week, 24 hours a day providing informational responses to frequently asked questions and the ability to order certain free documents. Customer service representatives are available to answer questions, send free materials or connect you with other offices of the USPTO from 8:30 a.m. - 8:00 p.m. ET, Monday-Friday excluding federal holidays. The customer service representatives can transfer your call to the Inventors Assistance Center or the Trademark Electronic Business Center for responses to practice and procedure questions. Much of this information is also available at the General Information section of the USPTO Web site.

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Where do I find local assistance?


Patent and Trademark Depository Libraries (PTDLs) are a nationwide network of public, state and academic libraries that are designated to disseminate patent and trademark information and to support the diverse intellectual property needs of the public.  Using the collections of a PTDL with the help of a trained librarian, you may be able to determine if someone else has already patented your invention or obtained a federal registration for a trademark on goods or services similar to that you are seeking to use.  These specialized librarians may also help you with specific questions regarding the patent and trademark processes, but they will not provide legal advice.  These libraries contain collections of all types of patents issued in the US for at least the past twenty years (some PTDLs have US patents back to 1790).  They also have facsimile images on CD of federal trademark registration certificates from 1870 to the present.  The PTDLs have CD-ROM databases containing bibliographic information on registered trademarks and marks in pending applications.  The PTDLs have other CD-ROM products that allow you to search U.S. patents and trademarks.  There is probably one near you!

 If you are ready to apply for a patent, we strongly advise you to contact a registered patent attorney or patent agent.  The Patent and Trademark Office (USPTO) maintains a roster of both attorneys and patent agents who are registered to practice before the USPTO.  Only attorneys or agents who are registered to practice before the USPTO are permitted to file and prosecute patent applications on behalf of others.  This roster includes listings by geographical area.  Roster of Patent Attorneys and Agents Registered to Practice Before the USPTO. 

If you are ready to apply to register your trademark, we strongly advise that you contact an attorney who is experienced in trademark prosecution.  The USPTO does not maintain a roster of trademark attorneys. An attorney who is a member in good standing of a state bar association may prosecute your application for trademark registration.  The USPTO cannot aid in the selection of an attorney and does not provide specific endorsements or recommendations of private attorneys.

Disclaimer
We have provided links to these sites because they have information that may be of interest to our users.  The USPTO does not necessarily endorse the views expressed or the facts presented on these sites. Further, the USPTO does not endorse any commercial products that may be advertised or available on these sites.  

If you would like assistance with financing and marketing your invention, please refer to the Small Business Administration (SBA)  which offers local assistance (see Local SBA Resources ). The SBA also provides a list of Small Business Development Centers which provide advice and assistance to enhance the growth, innovation and productivity of small businesses.

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How do I finance and/or market my invention?


The USPTO does not provide assistance on financing or marketing your invention.

Disclaimer
We have provided links to these sites because they have information that may be of interest to our users.  The USPTO does not necessarily endorse the views expressed or the facts presented on these sites. Further, the USPTO does not endorse any commercial products that may be advertised or available on these sites.

The Small Business Administration (SBA) provides excellent information on starting, planning, marketing, obtaining venture capital and financing a small business. The SBA also provides training and counseling.

Small Business Administration (SBA)

Local SBA Resources
List of Small Business Development Centers (SBDC)

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Do I need to hire a lawyer or agent?


The patent application process is complex.  The USPTO cannot assist in the preparation of patent application papers.  If you are ready to apply for a patent, we strongly advise you contact a registered patent attorney or agent.  Although the USPTO cannot recommend any particular attorney or agent, we do maintain a roster of patent attorneys and agents registered to practice before the USPTO.  Only registered attorneys and agents may help others to obtain patents.

If you are ready to apply to register your trademark, we strongly advise that you contact an attorney who is experienced in trademark prosecution.  The USPTO does not maintain a roster of trademark attorneys.  An attorney who is a member in good standing of a state bar association may prosecute your application for trademark registration.  The USPTO cannot aid in the selection of an attorney and does not provide specific endorsements or recommendations of private attorneys.

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Registered Attorneys/Agents


The USPTO publishes a roster of all registered patent attorneys and agents, arranged by states, cities, and foreign countries. The USPTO cannot recommend any particular attorney or agent, or aid in the selection of an attorney or agent.

Attorney Roster

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Does the USPTO market, promote or license inventions?


No. The USPTO has no jurisdiction over matters relating to the promotion or utilization of patents or inventions, other than providing a public forum for complaints against invention promoters/promotion firms. The USPTO cannot act for or advise inventors concerning the business transactions or arrangements that are involved in the development and marketing of an invention. The USPTO will publish, at the request of a patent owner, a notice in the Official Gazette that the patent is available for licensing or sale. There is a fee for this service.

The USPTO public forum for invention promoters/promotion firm complaints and responses 

While the USPTO does not investigate complaints or participate in any legal proceedings against invention promoters/promotion firms, under the American Inventors Protection Act of 1999, [PDF] the USPTO will provide a public forum for the publication of complaints concerning invention promoters/promotion firms. Also, in the forum, the USPTO will publish responses to the complaints from the invention promoters/promotion firms. 

The USPTO will accept complaints filed against invention promoters/promotion firms and forward these complaints to the invention promoters/promotion firms for response. As mentioned above, both the complaints and the responses will be published in the public forum so that they will be publicly available. The USPTO does not accept complaints submitted under this system if the complainant requests confidentiality.

Federal Trade Commission

To view the Federal Trade Commission's Consumer Alert "Spotting Sweet-Sounding Promises of Fraudulent Invention Promotion Firms" go to http://www.ftc.goc/bcp/conline/pubs/alerts/invnalrt.htm.

Disclaimer
The following complaints are being posted as a requirement of the American Inventors Protection Act. The USPTO does not endorse the views expressed or the facts presented.

Published Complaints

Format:
  • Company Name
    • Month Posted (Number of Complaints)   [file-type/size]

Complaints:

    Notice of undeliverable mail
    (If your company is listed below, you have 30 days from posting to contact the Office at 703-305-8800 with your current mailing address. If we do not receive a current mailing address within 30 day the complaint against your company will be published.)

    January 15, 2004
    Davison & Associates, Inc.
    521 Eighth Street
    Oakmont, PA 15139-1322

    Invention promoters/promotion firms To see if a company has been investigated and/or fined by the Federal Trade Commission visit http://www.ftc.gov/search and type in the word "invention".For important information about invention promotion firms, please visit the following links:

    Before making commitments to invention promoters/promotion firms

    You should check on the reputation of invention promoters/promotion firms before making any commitments. Remember, not all invention promoters/promotion firms are legitimate. It's best to be wary of any firm that promises too much and/or costs too much. 

    If you are thinking about using one of these firms, ask for references from their current clients and check the firm's reputation by:

    • looking for complaints listed on this Web site
    • consulting the Better Business Bureau 
    • consulting the Chambers of Commerce in your area

    If you have hired a patent attorney or agent, ask them about the invention promoter/promotion firm. You can also ask others who may know them. You may wish to refer to the following sites to learn more about fraudulent invention promoters/promotion firms. 

    Invention promoters/promotion firms
    At this site, the Federal Trade Commission (FTC) provides a heads-up caution on invention promoters/promotion firms.

    Consumer Protection
    The FTC also provides other services and information at their site about business venture and investment frauds. 

    Required information disclosure from invention promoters/promotion firms

    If you decide to use the services of an invention promoter/promotion firm, keep in mind that the firm must disclose specific information to you regarding their past business practices. This mandatory disclosure is required by law [PDF] and is intended to help you make an informed decision whether or not the firm will meet your needs.

    Specifically, before an invention promotion contract can be established between you and the firm, each invention promotion firm must disclose to you in writing each of the following items of information:

    (1) The total number of inventions evaluated by the invention promoter for commercial potential in the past 5 years, as well as the number of those inventions that received positive evaluations, and the number of those inventions that received negative evaluations

    In other words, how much experience does the promoter have? What is their track record? Do they generally give mostly positive or negative evaluations, or is there a balance between their positive and negative evaluation history? 

    (2) The total number of customers who have contracted with the invention promoter in the past 5 years, not including customers who have purchased trade show services, research, advertising, or other nonmarketing services from the invention promoter, or who have defaulted in their payment to the invention promoter

    This information will give you an idea of just how experienced the promoter or firm is and the volume of services they provide. 

    (3) The total number of customers known by the invention promoter to have received a net financial profit as a direct result of the invention promotion services provided by such invention promoter

    What financial impact, if any, has the promoter or firm actually made to its customers? 

    (4) The total number of customers known by the invention promoter to have received license agreements for their inventions as a direct result of the invention promotion services provided by such invention promoter

    Like item (3) above, this information will also enable you to gauge the effectiveness of the firm in evaluating its direct impact on its customers. Note the key words in the last two requirements--"…as a direct result of the invention promotion services provided by such invention promoter". Be aware that just because a license agreement was eventually secured for a given invention does not necessarily mean that it was a "direct result" of the promotion activities of the firm. 

    (5) The names and addresses of all previous invention promotion companies with which the invention promoter or its officers have collectively or individually been affiliated in the previous 10 years

    This information will help you to know the history of the promoter or firm, even if the promoter changes firms or the firm changes its name.

    How do I register a complaint against an invention promotion firm with the USPTO?

    While the USPTO does not investigate complaints or participate in any legal proceedings against invention promoters/promotion firms, the American Inventors Protection Act of 1999 [PDF] does provide that the USPTO will: 

    (1) accept complaints filed against invention promoters/promotion firms;

    (2) forward these complaints to the invention promoters/promotion firms for response; and 

    (3) make the complaints and responses publicly available. 

    Both the complaints and the responses will be published on this Web site so that they will be publicly available. However, the USPTO does not accept complaints submitted under this system if the complainant requests confidentiality. 

    In order for the USPTO to identify a submission as a complaint under the American Inventors Protection Act, the complaint must be clearly marked or otherwise indicate that it is a complaint filed under the American Inventors Protection Act of 1999. The USPTO has a form [PDF] for the purpose of lodging such a complaint; however, use of this form is not mandatory. General letters of complaint sent to the USPTO will not be treated under this complaint publication program.

    What are the minimum requirements for a complaint?

    At a minimum, a complaint filed under the American Inventors Protection Act of 1999 [PDF] must provide the following:

    1. The name and address of the person making the complaint;

    2. The name and address of the invention promoter/promotion firm;

    3. The name of the customer of the invention promoter/promotion firm;

    4. An explanation of the invention promotion services offered or performed;

    5. The name of the mass media used to advertise the invention promoter's services;

    6. An explanation of the relationship between the customer and the invention promotion services;

    7. A signature of the complainant. 

    The complaint should fairly and impartially summarize the action or inaction of the invention promoter/promotion firm that is the basis of the complaint. The purpose of the American Inventors Protection Act of 1999 is to provide complainants with a forum for publicly making a complaint against an invention promoter/promotion firm.

    Submissions that do not provide the requested information will be returned. If a complainant's address is not provided, the submission will be destroyed. A complaint can be withdrawn by the complainant or named customer at any time prior to its publication.

    No originals of documents should be included with the complaint. Complaints should be mailed to the following address:

    Mail Stop 24
    Director of the U.S. Patent and Trademark Office
    P.O. Box 1450
    Alexandria, VA 22313-1450

 
 
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The USPTO and Current Events for the Inventor


Press Releases

  • The 9th Annual Independent Inventors Conference is currently in the planning stages. This year the USPTO will travel to New Hampshire in August. Additional information will be posted as it becomes available.
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What is a patent?


A patent is a property right granted by the Government of the United States of America to an inventor “to exclude others from making, using, offering for sale, or selling the invention throughout the United States or importing the invention into the United States” for a limited time in exchange for public disclosure of the invention when the patent is granted.

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Who can apply for a patent?


A patent may be applied for only in the name(s) of the actual inventor(s).

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What can and cannot be patented?


What can be patented – utility patents are provided for a new, nonobvious and useful:

  • Process
  • Machine
  • Article of manufacture
  • Composition of matter
  • Improvement of any of the above

Note: In addition to utility patents, encompassing one of the categories above, patent protection is available for (1) ornamental design of an article of manufacture or (2) asexually reproduced plant varieties by design and plant patents.

What cannot be patented:

  • Laws of nature
  • Physical phenomena
  • Abstract ideas
  • Literary, dramatic, musical, and artistic works (these can be Copyright protected).  Go to the Copyright Office.
  • Inventions which are:
  • Not useful (such as perpetual motion machines); or
  • Offensive to public morality

Invention must also be:

  • Novel
  • Nonobvious
  • Adequately described or enabled (for one of ordinary skill in the art to make and use the invention)
  • Claimed by the inventor in clear and definite terms
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How do I know if my invention is patentable?


First, look to see whether your invention qualifies.

Second, learn the basics of the patenting process from the materials provided by the USPTO at 800-PTO-9199 or 703-308-HELP or under "General Information."

Next, a searchof all previous public disclosures (prior art) including, but not limited to previously patented inventions in the U.S. (prior art) should be conducted to determine if your invention has been publicly disclosed and thus is not patentable.  A search of foreign patents and printed publications should also be conducted.  While a search of the prior art before the filing of an application is not required, it is advisable to do so.  A registered attorney or agent is often a useful resource for performance of a patentability search.  After an application is filed, the USPTO will conduct a search as part of the official examination process.  Conducting a thorough patent search is difficult, particularly for the novice.  Patent searching is a learned skill.  The best advice for the novice is to contact the nearest Patent and Trademark Depository Library (PTDL) and seek out search experts to help in setting up a search strategy.  If you are in the Washington, D.C. area, the USPTO provides public access to collections of patents, trademarks, and other documents at its Search Facilities located in Arlington, Virginia.  These facilities are open weekdays (except holidays) from 8:00 a.m. to 8:00 p.m.  For further information on search services offered at the USPTO, please refer to Public Search Services offered by the USPTO.

Disclaimer
We have provided links to the site below because it has information that may be of interest to our users.  The USPTO does not necessarily endorse the views expressed or the facts presented on this site.  Further, the USPTO does not endorse any commercial products that may be advertised or available on this site.

It is possible, however difficult, for you to conduct your own search.  For an introduction to patent searching for the novice please refer to the Patent and Trademark Depository at the Richard W. McKinney Engineering Library, the University of Texas at Austin.  Although some of the instructions given here may be unique to the Austin library and the focus of this introduction is on the Cassis CD-ROM products, the fundamentals of patent searching remain the same for any location.

You should not assume that your invention has not been patented even if you find no evidence of it being publicly disclosed.  It's important to remember that a thorough examination at the USPTO may uncover U.S. and foreign patents as well as non-patent literature.

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Does the USPTO determine patent infringement?


The USPTO makes no determination as to whether the invention sought to be patented infringes any prior patent.  An improvement on an existing invention may be patentable, but it might infringe upon a prior unexpired patent.  Also, the USPTO does not participate in enforcing issued patents.

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Are there automated systems at PTDLs for searching patents?


On-line retrieval of current patent information is available to the Patent and Trademark Depository Libraries (PTDLs) via the PTO's Image and Text Search Systems.

Some PTDLs have the capability to perform on-line text searching. Some of these sites also have image retrieval capability. Contact the PTDL you are considering visiting to find out if they have either of these capabilities.

Patent Text Search
The file of US patents (USPAT) contains the full text of most U.S. patents issued since 1971 and is updated weekly.

The JPO file contains the text of English language abstracts of unexamined Japanese patent applications published from February 1980 to the present.

The EPO file provides an English language text-searchable collection of the abstracts of published patent documents from the European Patent Office (EPO), selected EPO member states, the USPTO, and the World Intellectual Property Organization (WIPO).

These files are the same direct access files that are available to USPTO examiners and to the public at the PTO's search facilities in Arlington, Virginia.

Patent Image Retrieval
Patent image retrieval enables rapid retrieval and browsing of the patent document images for any of the over 6 million patents issued since 1790.

The PTDL libraries which are in partnership with the USPTO have the same capability to do on-line text searching and image retrieval as the USPTO examiners and search facility patrons in Arlington, Virginia.

CD-ROM Products.
The USPTO develops and provides a number of CD-ROM products containing U.S. patent and trademark information to its Patent and Trademark Depository Libraries (PTDLs).  PTDLs, as well as the PTO's search facilities in Arlington Virginia, offer free access to the CD-ROM products but may charge for printing.

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Are there places on the Web I can go for search help?


Use the USPTO Web site for a start
USPTO Web Patent Databases cover U.S. patents issued from January 1, 1976, to the most recent weekly issue date.  You can search either the U.S. Patent Bibliographic Database or the U.S. Patent Full-text Database, and can display the full document images from the Full-text Database. 

The USPTO Web site also has links to the Web sites of other intellectual property offices which offer their own searchable databases.

USPTO Patent Databases Page

Use the help screen accessed from the Databases Page to learn how to use the different search approaches.

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Who owns a patent?


Patents are granted only in the name(s) of the actual inventor(s) who may sell, bequeath, transfer or otherwise or assign all or part of his or her interest in the patent application or patent to anyone by an assignment. Patents can also be licensed exclusively or non-exclusively. 

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How long does patent protection last?


For applications filedon or after June 8, 1995, utility and plant patents are granted for a term which begins with the date of the grant and usually ends 20 years from the date you first applied for the patent subject to the payment of appropriate maintenance fees. Design patents last 14 years from the date you are granted the patent.  No maintenance fees are required for design patents.  

Note:  Patents in force on June 8, 1995 and patents issued thereafter on applications filed prior to June 8, 1995 automatically have a term that is the greater of the twenty year term discussed above or seventeen years from the patent grant.

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How can I lose patent protection?


If you fail to pay the periodic maintenance fees, your patent will expire. In addition, other factors can contribute to loss of patent protection (e.g., a patent can be held invalid or unenforceable by a court).  It is important to maintain a current address on record at the USPTO, for both correspondence and fee information, throughout the period that the patent is intended to remain in force so that notices the USPTO may send will be properly directed.

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What types of patents are there?


Utility patents may be granted to anyone who invents or discovers any new, useful, and nonobvious process, machine, article of manufacture, or composition of matter, or any new and useful improvement thereof.

Design patents may be granted to anyone who invents a new, original, and ornamental design for an article of manufacture.

Plant patents may be granted to anyone who invents or discovers AND asexually reproduces any distinct and new variety of plant.

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How do I get a patent?


Obtaining a patent is a complex process that begins with filing your application with the Commissioner of Patents and Trademarks.  See General Information Concerning Patents.

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When does an application have to be filed?


An application should be filed as soon as possible after the completion date of the invention.  An invention is complete when the inventor can provide a description that would be adequate for one of ordinary skill in the art to make and use the invention.  By law, an application must be filed within one year of the date that the invention is known of, or used by others, or offered for sale.  If your invention is still in the early developmental stage, and you are not yet ready to file an application, the USPTO offers the Disclosure Document program.  The disclosure is not an application for a patent, and it will not provide any patent protection for your invention.  While the disclosure document is accepted as evidence of the date of conception of the invention, it will not necessarily provide the basis to establish an earlier filing date for any later filed patent application on your invention. 

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Are there different basic types of utility patent applications?


Yes. There are two basic types - the non-provisional and the provisional application. Both types of applications are held in confidence.  An application for a design patent must be filed as a non-provisional application.

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What's the difference between provisional and non-provisional patent applications?


The non-provisional application establishes the filing date AND initiates the examination process.

The provisional application only establishes the filing date and automatically becomes abandoned after one year.  You may file a provisional application when you are not ready to enter your application into the regular examination process.  A provisional application establishes a filing date at a lower cost for a  first patent application filing in the United States and allows the term "Patent Pending" to be applied to the invention.  Claims are not required in a provisional application.  The USPTO does not examine a provisional application and such an application cannot become a patent.  You must submit the non-provisional application within one year of submitting your provisional application in order to possibly receive the benefit of the provisional application's filing date.  You do not have to file a provisional application before filing a non-provisional application.

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What do I have to include in my provisional patent application?


  • A cover sheet identifying the application as a provisional application, the name of the inventor, and other bibliographic data (A printable form PTO/SB/16 found on the USPTO Web site may be used for the cover sheet.) ;
  • A written description of the invention (an adequate description without claims);
  • A drawing (where necessary to understand the invention); and
  • The filing fee.

For more information, see Provisional Application.

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What do I need to include in my non-provisional patent application?


The written portion of your patent application must include:
  • Title of the Invention
  • Background of the Invention (suggested)
  • Description of the Prior Art (suggested)
  • Summary of the Invention (suggested)
  • Brief Description of the Drawings (if any)
  • Detailed Description of the Invention
  • Claim(s) (must start on new page)
  • Abstract (must start on new page)
  • Oath or Declaration
  • Sequence Listing, if there is one

Also:

The application, and any accompanying communications, should be addressed to:

Mail Stop PATENT APPLICATION
Commissioner for Patents 
P.O. Box 1450
Alexandria, VA 22313-1450

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How important are the claims?


Claims define the invention and are what are legally enforceable.  Therefore, they are extremely important. Whether a patent will be granted is determined, in large measure, by the wording of the claims.  Claims continue to be important once a patent is granted, because questions of validity and infringement are judged by the courts on the basis of the claims.

The fee required to be submitted with a non-provisional utility patent application is, in part, determined by the number of claims and type of claims. More information on claims.

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How much does it cost to get a patent?


Fees vary depending on the type of patent application you submit. Fees may also vary according to the way you "claim" your invention.  More information on filing fees and the number and type of claims.

There are three basic fees for utility patents:

  • The filing fee, which is non-refundable whether or not a patent is granted. (This is the cost to have your invention "examined" by the US Patent and Trademark Office - remember, you may or may not get a patent!)
  • The issue fee (you pay this only if your application is allowed)
  • Maintenance fees (paid at 3 1/2, 7 1/2, and 11 1/2 years after your patent is granted - these fees "maintain" your legal protection).
  • Additional fees may be required.

Typical fees are as follows (these are only intended to give you a "ballpark" estimate) these fees do not reflect all the possible variations in filing and patenting your invention - also, these fees are subject to change - thus, you are strongly advised to check the current fee schedule before submitting your application.

Typical filing fees for an Inventor when application filed with a written assertion of small entity status (See Simplified Small Entity Status Practice):

Filing a provisional application. (More information)

$80

Filing a non-provisional application. (More information)

Approximately $400

Issue fee

Approximately $650

Maintenance fees:
Due at 3 1/2 years
Due at 7 1/2 years
Due at 11 1/2 years


Approximately $500
Approximately $1000
Approximately $1500

Current fee schedule  

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Is my patent valid in foreign countries?


A U.S. patent protects your invention in this country only. For more information, see Treaties and Foreign Patents.

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What is a PCT application?


The Patent Cooperation Treaty (PCT) is an international agreement for filing patent applications having effect in up to 117 countries. Although the PCT system does not provide for the grant of “an international patent”, the system simplifies the process of filing patent applications, delays the expenses associated with applying for patent protection in foreign countries, and allows the inventor more time to assess the commercial viability of his/her invention. Under the PCT, an inventor can file a single international patent application in one language with one patent office in order to simultaneously seek protection for an invention in up to 117 countries throughout the world. For more information see
PCT Legal Administration Home Page
WIPO PCT Systems Home Page

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What is a trademark?


The term "trademark" is often used to refer to any of the four types of marks that can be registered with the USPTO.  The two primary types of marks that can be registered with the USPTO are:

Trademarks - used by their owners to identify goods, that is, physical commodities, which may be natural, manufactured, or produced, and which are sold or otherwise transported or distributed via interstate commerce.

Service marks - used by their owners to identify services, that is, intangible activities, which are performed by one person for the benefit of a person or persons other than himself, either for pay or otherwise.

There are other types of marks that can be registered in the USPTO, but they occur infrequently and have some different requirements for registration than the more commonly applied for trademarks and service marks. They are:

  • Certification marks
  • Collective marks
  • Collective trademarks and collective service marks

  • Collective membership marks 

PLEASE NOTE: Since the benefits conferred by registration are essentially the same for all types of marks, the term "trademark" is often used in general information that applies to service marks, certification marks, and collective marks as well as to true trademarks (marks used on goods) as defined above.

For more information regarding Trademarks, please refer to Basic Facts About Trademarks.

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Why should I obtain a trademark?


Here are some specific benefits of having a federally registered trademark:

1. Constructive notice nationwide of the trademark owner's claim.

2. Evidence of ownership of the trademark.

3. Jurisdiction of federal courts may be invoked.

4. Registration can be used as a basis for obtaining registration in foreign countries.

5. Registration may be filed with U.S. Customs Service to prevent importation of infringing foreign goods.

See U.S. Customs Service

See Computer Crime and Intellectual Property Section of the Department of Justice

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How do I register my trademark?


Submitting an application with the U.S. Patent and Trademark Office (USPTO) starts the process.  Merely submitting an application does not guarantee registration.

PrinTEAS
You can fill out, validate and print trademark and service mark applications electronically via the USPTO Web site. The printed application may then be sent to the USPTO.

e-TEAS
You can fill out, validate and submit trademark and service mark applications electronically via the USPTO Web site.

Application forms may be obtained at any Patent and Trademark Depository Library (PTDL) or viewed and printed from the contents page of the on-line version of the booklet Basic Facts About Trademarks or by requesting this booklet from USPTO’s General Information Services at 800-PTO-9199 or 703-308-HELP.

For more information regarding trademarks, please refer to Basic Facts About Trademarks

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What do I need to include in my trademark application?


  • A completed application form submitted in hard copy or electronically as noted above.
  • The appropriate fee.
  • A drawing of the mark to be registered - this is true even if the mark is just an unstylized word.
  • Specimens of use of the mark if the application is based on actual use in commerce.

Paper applications and any accompanying communications or material should be addressed to:

Assistant Commissioner for Trademarks
Box New App/Fee
2900 Crystal Drive
Arlington, VA 22202-3513.

These requirements are explained in detail in the booklet Basic Facts About Trademarks.

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How much does it cost to apply for a trademark registration?


The minimum cost for applying for registration of a trademark is $335 for a single class. Additional costs may be incurred if the application is filed for goods or services that are in more than one international classification. Once a trademark registration is obtained, an affidavit of continued use must be submitted between the 5th and 6th anniversaries of the registration date at a cost of $100 per class. Also, an application at the cost of $400 per class must be submitted by every 10th anniversary of the registration date in order to renew a registration on the federal trademark register. At the same time as a renewal application is filed, an affidavit of continued use must also be filed at a cost of $100 per class or the registration will be cancelled. The life of a trademark registration is unlimited as long as the proper maintenance documents are accurately and timely filed and the mark remains in use in commerce.

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How do I do a federal trademark search?


Patent and Trademark Depository Libraries (PTDLs)
There is at least one PTDL in each state. At your nearest PTDL you can perform a CD-ROM search. You can perform a direct electronic search on the official USPTO search tool (X-Search) at some of the PTDLs.  List of Libraries

Searching Electronically on X-Search
This site describes and defines the Trademark Automated Search System (X-Search).

CD-ROM Products
The USPTO develops and provides a number of CD-ROM products containing U.S. patent and trademark information to its Patent and Trademark Depository Libraries (PTDLs). CD-ROM products may be searched at the PTDLs and in the USPTO’s Trademark Search Library.  Information on these CD-ROMs is accessed using a computer workstation. PTDLs offer free access to the CD-ROM products but may charge for printing.

Direct Searching On The Internet
The USPTO sources listed below are available for searching and obtaining a federal pending trademark application or current registration using your own computer.

Trademark Database on the Web
USPTO Internet Search Systems - Search the USPTO trademark database.

This page is the starting point for the USPTO's free trademark database, which includes the full bibliographic text of pending and registered trademarks. The fact that a mark is not present in the Web database does not necessarily mean that the mark is not currently being used as a trademark.  It means that the mark is not the subject of a pending application or current registration in the USPTO.

Trademark Status
The current status of a pending application or registered mark can be checked in the TARR system.  Status of an application or registration may also be checked by calling the Trademark Status line at 703-305-8747.

Search hints for the novice:
Conducting a thorough trademark search is difficult for the novice. Searching is a highly developed skill.  For some basic help, consult the following Web site.

Disclaimer
We have provided links to the site below because it has information that may be of interest to our users.  The USPTO does not necessarily endorse the views expressed or the facts presented on this site. Further, the USPTO does not endorse any commercial products that may be advertised or available on this site.

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Does the USPTO determine trademark infringement?


The USPTO examines trademark applications to determine if there is likelihood of confusion between the mark in the application and a previously registered trademark or another mark in a prior-pending application.  If no conflict is found and all other statutory requirements are met, the examining attorney can approve the mark for publication.  The USPTO has no powers of enforcement concerning the use of trademarks in the marketplace.

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What is a copyright?


A copyright protects the form of expression of a creator against copying.  Literary, dramatic, musical and artistic works are included within the protection of U.S. copyright law.

The USPTO does not register copyrights. Please refer to the Copyright Office.

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Related Web Sites That Offer Assistance for the Inventor



Disclaimer:
We have provided links to these sites because they have information that may be of interest to our users.  The Patent and Trademark Office does not necessarily endorse the views expressed or the facts presented on these sites. Further, the Patent and Trademark Office does not endorse any commercial products that may be advertised or available on these sites.


Academic Sites

Federal Government Sites

The federal government provides help for inventors in obtaining financing (loans, grants and venture capital) as well as help in marketing and setting up their own business.

For direct links to specific SBA programs:

  • Venture Capital
    Contains information on how inventors may obtain venture capital.
  • Business Start Up
    Provides business start up information including how to finance, market, and expand your business.
  • You Want to Do It Yourself
    This page provides insightful questions you need to ask yourself up front to evaluate your business and personal goals.
  • Develop your Business Plan
    This SBA site also provides a guide on how to develop a business plan.
  • Do you need training or a counselor?
    Counseling is available through an SBA resource partner called the Service Corps of Retired Executives (SCORE), and SBA provides a Calendar of Events of Training and Conferences that take place in every state.

Grants

  • Office of Industrial Technologies: Department of Energy (DOE) Inventions and Innovation Program
    Providing financial assistance to inventors for development of innovative ideas and inventions in the field of Energy Efficiency and Renewable Energy.  Technical guidance and commercialization support to successful applicants.
  • NICE3
    Cost-sharing program to promote energy efficiency, clean production, and economic competitiveness in industry.  Funding is given to state and industry partnerships.
  • Solicitations
    DOE Office of Industrial Technologies FY 1999, FY 2000 Award Solicitation Schedules for a variety of industry specific programs.
  • National Science Foundation (NSF)
    The NSF funds research and education in science and engineering, through grants, contracts, and cooperative agreements. The Foundation accounts for about 20 percent of federal support to academic institutions for basic research.

General Government Assistance Web Resources Sites

  • FedWorld
    A comprehensive central point for searching, locating, ordering and acquiring government and business information.  Provided by the National Technical Information Service (NTIS), an agency of the U.S Department of Commerce.
  • Catalog of Federal Domestic Assistance
    A catalog of grants, loans, loan guarantees and services provided by the U.S. government.

Some contents linked to on this page require a plug-in for PDF File.

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